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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
GBA
101
Garrison Bradford & Associates
New York
$287K +$32K +1,500 +14%
PFS
102
Prospera Financial Services
Texas
$284K +$256K +12,002 New
DAC
103
Dividend Assets Capital
South Carolina
$283K +$256K +12,000 New
Parallax Volatility Advisers
104
Parallax Volatility Advisers
California
$281K +$254K +11,917 New
BWM
105
BigSur Wealth Management
Florida
$274K
FTIOP
106
Fiduciary Trust International of Pennsylvania
Pennsylvania
$274K +$4.27K +200 +2%
BNP Paribas Financial Markets
107
BNP Paribas Financial Markets
France
$242K +$212K +9,923 +3,160%
First Manhattan
108
First Manhattan
New York
$240K +$1.07K +50 +0.5%
Simplex Trading
109
Simplex Trading
Illinois
$239K +$56.6K +2,653 +35%
CAM
110
Cacti Asset Management
Georgia
$236K
PCA
111
Personal Capital Advisors
California
$236K +$213K +10,000 New
KA
112
Kovack Advisors
Florida
$221K +$200K +9,367 New
DCM
113
Driehaus Capital Management
Illinois
$217K +$196K +9,200 New
SB
114
Suntrust Banks
Georgia
$212K +$192K +8,990 New
SI
115
Stephens Inc
Arkansas
$208K +$188K +8,827 New
V
116
Veritable
Delaware
$207K -$103K -4,823 -35%
HCM
117
Hollencrest Capital Management
California
$205K +$186K +8,698 New
AG
118
Advisor Group
Arizona
$200K +$28.8K +1,352 +19%
WEC
119
Winslow Evans & Crocker
Massachusetts
$186K +$152K +7,126 +950%
NSIM
120
North Star Investment Management
Illinois
$160K -$6.4K -300 -4%
SAS
121
Stelac Advisory Services
New York
$145K +$131K +6,145 New
GT
122
Glenmede Trust
Pennsylvania
$141K
LTFS
123
Ladenburg Thalmann Financial Services
Florida
$139K -$10.5K -493 -8%
WAM
124
Wealthspire Advisors (Maryland)
Maryland
$123K
US Bancorp
125
US Bancorp
Minnesota
$111K