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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
SEI Investments
101
SEI Investments
Pennsylvania
$145K -$38.5K -1,639 -16%
ST
102
Spot Trading
Illinois
$130K +$60.2K +2,558 +49%
SFFS
103
Stonehage Fleming Financial Services
Jersey
$102K – – –
EWM
104
Evercore Wealth Management
New York
$84K – – –
BCM
105
Blume Capital Management
California
$82K +$115K +4,900 New
Group One Trading
106
Group One Trading
Illinois
$71K +$98.7K +4,197 New
LTFS
107
Ladenburg Thalmann Financial Services
Florida
$67K +$24.7K +1,052 +36%
Simplex Trading
108
Simplex Trading
Illinois
$67K +$43.3K +1,843 +85%
SSB
109
Sandy Spring Bank
Maryland
$59K +$23.5K +1,000 +40%
FNYS
110
First New York Securities
New York
$47.7K +$63.1K +2,685 +1,766%
UFA
111
US Financial Advisors
Massachusetts
$35K – – –
Northwestern Mutual Wealth Management
112
Northwestern Mutual Wealth Management
Wisconsin
$30K +$42.1K +1,789 New
WTC
113
WhitTier Trust Company
Nevada
$12K – – –
SAM
114
Shamrock Asset Management
Texas
$9K +$12.2K +520 New
VCM
115
Vigilant Capital Management
Maine
$8K +$11.8K +500 New
TSW
116
Thompson Siegel & Walmsley
Virginia
$7K – – –
AIM
117
Advantage Investment Management
Iowa
$7K +$9.41K +400 New
BWA
118
Burt Wealth Advisors
Maryland
$4K – – –
GWM
119
Gupta Wealth Management
California
$3K +$4.7K +200 New
CBT
120
Central Bank & Trust
Kentucky
$2K – – –
KA
121
Klingman & Associates
New York
$1K -$14.2K -603 -89%
HR
122
Howe & Rusling
New York
$1K – – –
JG
123
Jefferies Group
New York
– -$6.33M -225,000 Closed
First Trust Advisors
124
First Trust Advisors
Illinois
– -$6.2M -220,286 Closed
VOYA Investment Management
125
VOYA Investment Management
Georgia
– -$5.5M -195,403 Closed