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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$148K -$124K -4,672 -46%
EWM
102
Evercore Wealth Management
New York
$108K
Creative Planning
103
Creative Planning
Kansas
$108K +$31.9K +1,200 +43%
PI
104
PineBridge Investments
New York
$87K
BFEC
105
Benjamin F. Edwards & Company
Missouri
$87K +$39K +1,469 +84%
SSB
106
Sandy Spring Bank
Maryland
$68K -$53.2K -2,000 -44%
LTFS
107
Ladenburg Thalmann Financial Services
Florida
$43K +$4.52K +170 +12%
PCM
108
Prelude Capital Management
New York
$41K +$39.9K +1,500 New
Parallax Volatility Advisers
109
Parallax Volatility Advisers
California
$40K +$17K +640 +75%
Manulife (Manufacturers Life Insurance)
110
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39.8K +$1.77M +66,665 +5%
FNBT
111
FineMark National Bank & Trust
Florida
$27K +$26.6K +1,000 New
NSIM
112
North Star Investment Management
Illinois
$27K +$26.6K +1,000 New
WTC
113
WhitTier Trust Company
Nevada
$20K
KA
114
Klingman & Associates
New York
$18K
UFA
115
US Financial Advisors
Massachusetts
$14K
TRCT
116
Tower Research Capital (TRC)
New York
$12K +$12K +451 New
BRWM
117
B. Riley Wealth Management
Tennessee
$11K +$3.14K +118 +39%
BWA
118
Burt Wealth Advisors
Maryland
$7K
Canada Life
119
Canada Life
Manitoba, Canada
$6K
HF
120
Hoxton Financial
West Virginia
$6K
CBT
121
Central Bank & Trust
Kentucky
$3K
JIC
122
Joel Isaacson & Co
New York
$3K
WA
123
Waverly Advisors
Alabama
$2K +$1.97K +74 New
HR
124
Howe & Rusling
New York
$1K -$1.06K -40 -50%
PIM
125
Perkins Investment Management
Illinois
-$34.3M -1,246,717 Closed