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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
SFFS
101
Stonehage Fleming Financial Services
Jersey
$165K – – –
PNC Financial Services Group
102
PNC Financial Services Group
Pennsylvania
$148K -$124K -4,672 -46%
EWM
103
Evercore Wealth Management
New York
$108K – – –
Creative Planning
104
Creative Planning
Kansas
$108K +$31.9K +1,200 +43%
PI
105
PineBridge Investments
New York
$87K – – –
BFEC
106
Benjamin F. Edwards & Company
Missouri
$87K +$39K +1,469 +84%
SSB
107
Sandy Spring Bank
Maryland
$68K -$53.2K -2,000 -44%
LTFS
108
Ladenburg Thalmann Financial Services
Florida
$43K +$4.52K +170 +12%
PCM
109
Prelude Capital Management
New York
$41K +$39.9K +1,500 New
Parallax Volatility Advisers
110
Parallax Volatility Advisers
California
$40K +$17K +640 +75%
FNBT
111
FineMark National Bank & Trust
Florida
$27K +$26.6K +1,000 New
NSIM
112
North Star Investment Management
Illinois
$27K +$26.6K +1,000 New
WTC
113
WhitTier Trust Company
Nevada
$20K – – –
KA
114
Klingman & Associates
New York
$18K – – –
UFA
115
US Financial Advisors
Massachusetts
$14K – – –
TRCT
116
Tower Research Capital (TRC)
New York
$12K +$12K +451 New
BRWM
117
B. Riley Wealth Management
Tennessee
$11K +$3.14K +118 +39%
BWA
118
Burt Wealth Advisors
Maryland
$7K – – –
Canada Life
119
Canada Life
Manitoba, Canada
$6K – – –
HF
120
Hoxton Financial
West Virginia
$6K – – –
CBT
121
Central Bank & Trust
Kentucky
$3K – – –
JIC
122
Joel Isaacson & Co
New York
$3K – – –
WA
123
Waverly Advisors
Alabama
$2K +$1.97K +74 New
HR
124
Howe & Rusling
New York
$1K -$1.06K -40 -50%
PIM
125
Perkins Investment Management
Illinois
– -$34.3M -1,246,717 Closed