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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$488K +$88.8K +4,683 +18%
Janney Montgomery Scott
77
Janney Montgomery Scott
Pennsylvania
$475K -$8.14K -429 -1%
HighTower Advisors
78
HighTower Advisors
Illinois
$464K -$757K -39,879 -58%
SPIA
79
Steward Partners Investment Advisory
New York
$451K -$13.4K -707 -2%
HSBC Holdings
80
HSBC Holdings
United Kingdom
$418K +$88K +4,640 +21%
ACM
81
Ashford Capital Management
Delaware
$410K +$110K +5,800 +29%
PAWC
82
P.A.W. Capital
Connecticut
$394K
Rockefeller Capital Management
83
Rockefeller Capital Management
New York
$394K
Ameriprise
84
Ameriprise
Minnesota
$379K -$172K -9,074 -27%
AAM
85
Advisors Asset Management
Colorado
$375K -$32.3K -1,705 -7%
PAG
86
Private Advisor Group
New Jersey
$375K +$452K +23,810 New
SOAMC
87
Spirit of America Management Corp
New York
$330K
IA
88
IFP Advisors
Florida
$325K +$29.7K +1,563 +8%
SWM
89
SeaCrest Wealth Management
New York
$319K +$148K +7,796 +63%
Commonwealth Equity Services
90
Commonwealth Equity Services
Massachusetts
$309K +$79.9K +4,213 +27%
JG
91
Jefferies Group
New York
$299K +$360K +18,975 New
Arrowstreet Capital
92
Arrowstreet Capital
Massachusetts
$293K +$353K +18,600 New
DAC
93
Dividend Assets Capital
South Carolina
$287K +$118K +6,200 +52%
PM
94
Parametrica Management
Hong Kong
$285K +$343K +18,076 New
BWP
95
Baldwin Wealth Partners
Massachusetts
$277K
Brown Advisory
96
Brown Advisory
Maryland
$269K -$23.7K -1,250 -7%
CAN
97
Cetera Advisor Networks
California
$255K +$95 +5 +0%
GBA
98
Garrison Bradford & Associates
New York
$254K +$19K +1,000 +7%
CAM
99
Carret Asset Management
New York
$238K +$3.79K +200 +1%
Canada Life
100
Canada Life
Manitoba, Canada
$235K +$27.2K +1,432 +10%