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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
76
Ameriprise
Minnesota
$747K +$67.4K +2,865 +9%
CM
77
Caption Management
Oklahoma
$731K +$762K +32,400 New
EGA
78
E&G Advisors
Texas
$699K +$94.1K +4,000 +15%
Janney Montgomery Scott
79
Janney Montgomery Scott
Pennsylvania
$690K +$49K +2,085 +7%
PFS
80
Prospera Financial Services
Texas
$666K +$61.5K +2,615 +9%
SPIA
81
Steward Partners Investment Advisory
New York
$662K +$11.3K +481 +2%
Creative Planning
82
Creative Planning
Kansas
$593K -$84.6K -3,598 -12%
MWNA
83
Marshall Wace North America
New York
$581K -$938K -39,875 -61%
AAM
84
Advisors Asset Management
Colorado
$575K -$9.88K -420 -2%
PAWC
85
P.A.W. Capital
Connecticut
$564K
Rockefeller Capital Management
86
Rockefeller Capital Management
New York
$564K
BAS
87
Brown Advisory Securities
Maryland
$554K
HSBC Holdings
88
HSBC Holdings
United Kingdom
$494K
Simplex Trading
89
Simplex Trading
Illinois
$483K +$505K +21,453 New
SOAMC
90
Spirit of America Management Corp
New York
$472K
ACM
91
Ashford Capital Management
Delaware
$456K -$11.8K -500 -2%
IA
92
IFP Advisors
Florida
$418K +$295K +12,539 +209%
Brown Advisory
93
Brown Advisory
Maryland
$413K -$56.4K -2,400 -12%
BWP
94
Baldwin Wealth Partners
Massachusetts
$397K
CAN
95
Cetera Advisor Networks
California
$367K +$382K +16,240 New
Commonwealth Equity Services
96
Commonwealth Equity Services
Massachusetts
$348K +$14.5K +618 +4%
GBA
97
Garrison Bradford & Associates
New York
$342K +$35.3K +1,500 +11%
CAM
98
Carret Asset Management
New York
$336K
SCCM
99
Schafer Cullen Capital Management
New York
$320K
Canada Life
100
Canada Life
Manitoba, Canada
$316K +$18.1K +770 +6%