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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$637K +$7.96K +370 +1%
SPIA
77
Steward Partners Investment Advisory
New York
$615K +$8.31K +386 +1%
PI
78
PineBridge Investments
New York
$613K -$25.4K -1,180 -4%
PFS
79
Prospera Financial Services
Texas
$611K +$307K +14,284 +100%
Janney Montgomery Scott
80
Janney Montgomery Scott
Pennsylvania
$607K +$160K +7,453 +35%
EGA
81
E&G Advisors
Texas
$575K -$10.7K -498 -2%
AAM
82
Advisors Asset Management
Colorado
$552K -$15.7K -728 -3%
PAWC
83
P.A.W. Capital
Connecticut
$533K -$43.1K -2,000 -7%
Rockefeller Capital Management
84
Rockefeller Capital Management
New York
$532K
BAS
85
Brown Advisory Securities
Maryland
$523K
HSBC Holdings
86
HSBC Holdings
United Kingdom
$467K -$104K -4,837 -18%
LG
87
Leuthold Group
Minnesota
$466K -$1.68K -78 -0.4%
SOAMC
88
Spirit of America Management Corp
New York
$446K +$141K +6,550 +45%
ACM
89
Ashford Capital Management
Delaware
$441K
Brown Advisory
90
Brown Advisory
Maryland
$441K +$15.5K +718 +4%
VF
91
Virtu Financial
New York
$393K +$397K +18,434 New
Wolverine Trading
92
Wolverine Trading
Illinois
$386K
BWP
93
Baldwin Wealth Partners
Massachusetts
$375K
BNP Paribas Financial Markets
94
BNP Paribas Financial Markets
France
$340K +$103K +4,799 +43%
CAM
95
Carret Asset Management
New York
$317K -$8.61K -400 -3%
Commonwealth Equity Services
96
Commonwealth Equity Services
Massachusetts
$316K -$39.5K -1,833 -11%
SWM
97
SeaCrest Wealth Management
New York
$315K -$15.9K -737 -5%
SCCM
98
Schafer Cullen Capital Management
New York
$302K
TRCT
99
Tower Research Capital (TRC)
New York
$298K -$15.2K -705 -5%
PG
100
PEAK6 Group
Illinois
$296K -$371K -17,247 -55%