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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
PI
76
PineBridge Investments
New York
$639K +$182K +7,740 +35%
Creative Planning
77
Creative Planning
Kansas
$631K +$10.4K +443 +2%
HighTower Advisors
78
HighTower Advisors
Illinois
$616K +$69.6K +2,960 +11%
AAM
79
Advisors Asset Management
Colorado
$609K +$128K +5,430 +26%
SPIA
80
Steward Partners Investment Advisory
New York
$608K +$671K +28,504 New
EGA
81
E&G Advisors
Texas
$587K +$165 +7 +0%
PAWC
82
P.A.W. Capital
Connecticut
$576K
HSBC Holdings
83
HSBC Holdings
United Kingdom
$572K -$229K -9,722 -27%
Walleye Trading
84
Walleye Trading
New York
$548K +$82.4K +3,502 +16%
Rockefeller Capital Management
85
Rockefeller Capital Management
New York
$534K +$588K +25,000 New
BAS
86
Brown Advisory Securities
Maryland
$524K -$35.3K -1,500 -6%
FM
87
Forward Management
California
$474K +$523K +22,217 New
LG
88
Leuthold Group
Minnesota
$469K +$517K +21,955 New
CI
89
Cavalier Investments
Georgia
$455K
Janney Montgomery Scott
90
Janney Montgomery Scott
Pennsylvania
$450K +$25.5K +1,082 +5%
ACM
91
Ashford Capital Management
Delaware
$442K
Bank of Montreal
92
Bank of Montreal
Ontario, Canada
$427K
Brown Advisory
93
Brown Advisory
Maryland
$427K
Wolverine Trading
94
Wolverine Trading
Illinois
$386K -$113K -4,791 -21%
KI
95
Koch Industries
Kansas
$385K +$29.1K +1,236 +7%
Manulife (Manufacturers Life Insurance)
96
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$381K +$353K +15,000 +527%
BWP
97
Baldwin Wealth Partners
Massachusetts
$376K -$6.82K -290 -2%
AIM
98
Allen Investment Management
New York
$358K +$394K +16,754 New
Commonwealth Equity Services
99
Commonwealth Equity Services
Massachusetts
$355K -$8.96K -381 -2%
SWM
100
SeaCrest Wealth Management
New York
$331K +$353 +15 +0.1%