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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
76
Raymond James Financial Services Advisors
Florida
$372K +$520K +22,127 New
CIBC World Market
77
CIBC World Market
Ontario, Canada
$370K +$517K +22,000 New
SIC
78
Salem Investment Counselors
North Carolina
$360K -$55.3K -2,350 -10%
RA
79
Royce & Associates
New York
$356K +$499K +21,200 New
Arrowstreet Capital
80
Arrowstreet Capital
Massachusetts
$339K +$475K +20,200 New
AWCI
81
Alpine Woods Capital Investors
New York
$336K – – –
FWM
82
Focused Wealth Management
New York
$327K +$313K +13,313 +216%
Janney Montgomery Scott
83
Janney Montgomery Scott
Pennsylvania
$302K +$231K +9,840 +121%
HSBC Holdings
84
HSBC Holdings
United Kingdom
$266K +$131K +5,579 +54%
CG
85
Clinton Group
New York
$247K -$870K -37,015 -72%
WCM
86
Westend Capital Management
California
$245K – – –
Creative Planning
87
Creative Planning
Kansas
$235K +$329K +14,000 New
PMG
88
ProVise Management Group
Florida
$230K +$118K +5,000 +57%
DWA
89
Douglass Winthrop Advisors
New York
$213K +$297K +12,650 New
NSIM
90
North Star Investment Management
Illinois
$207K +$266K +11,300 +1,130%
EP
91
Elkhorn Partners
Nebraska
$202K +$282K +12,000 New
TAM
92
Tocqueville Asset Management
New York
$202K +$282K +12,000 New
Stifel Financial
93
Stifel Financial
Missouri
$199K +$279K +11,850 New
V
94
Veritable
Delaware
$197K +$94.1K +4,000 +52%
PI
95
PineBridge Investments
New York
$189K +$189K +8,044 +252%
ACI
96
AMP Capital Investors
Australia
$186K +$261K +11,100 New
EGA
97
E&G Advisors
Texas
$170K -$23.5K -1,000 -9%
KJHP
98
K.J. Harrison & Partners
Ontario, Canada
$168K – – –
TMC
99
Trellus Management Company
Florida
$168K +$235K +10,000 New
QT
100
Quantbot Technologies
New York
$162K +$173K +7,347 +318%