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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
Geode Capital Management
76
Geode Capital Management
Massachusetts
$646K +$56.3K +1,923 +9%
ACM
77
Ashford Capital Management
Delaware
$632K -$176K -6,000 -21%
GBA
78
Garrison Bradford & Associates
New York
$631K +$270K +9,200 +70%
Bank of New York Mellon
79
Bank of New York Mellon
New York
$629K -$1.73K -59 -0.3%
Susquehanna International Group
80
Susquehanna International Group
Pennsylvania
$598K -$981K -33,502 -61%
BFM
81
Boothbay Fund Management
New York
$594K +$618K +21,105 New
DCM
82
Driehaus Capital Management
Illinois
$591K +$615K +20,979 New
AA
83
ALPS Advisors
Colorado
$565K +$9.14K +312 +2%
AWCI
84
Alpine Woods Capital Investors
New York
$563K – – –
AL
85
Airain Ltd
Guernsey
$506K -$1.07M -36,597 -67%
VIA
86
Vident Investment Advisory
Georgia
$472K +$27.2K +929 +6%
NIT
87
NumerixS Investment Technologies
British Columbia, Canada
$468K +$487K +16,617 New
LCM
88
Landscape Capital Management
New Jersey
$445K +$463K +15,800 New
LPL Financial
89
LPL Financial
California
$430K +$164K +5,600 +57%
BAS
90
Brown Advisory Securities
Maryland
$403K – – –
Franklin Resources
91
Franklin Resources
California
$394K +$410K +14,000 New
WCM
92
Westend Capital Management
California
$345K +$70.8K +2,418 +24%
Brown Advisory
93
Brown Advisory
Maryland
$324K -$164K -5,600 -33%
EGA
94
E&G Advisors
Texas
$313K +$82K +2,800 +34%
SEI Investments
95
SEI Investments
Pennsylvania
$290K -$102K -3,485 -25%
HSBC Holdings
96
HSBC Holdings
United Kingdom
$289K -$46.1K -1,572 -13%
MAM
97
Mark Asset Management
New York
$282K – – –
KJHP
98
K.J. Harrison & Partners
Ontario, Canada
$281K – – –
ANRIA
99
American National Registered Investment Advisor
Texas
$272K – – –
MNBTD
100
Moody National Bank Trust Division
Texas
$272K – – –