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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
ST
76
Spot Trading
Illinois
$442K -$689K -25,906 -61%
VIA
77
Vident Investment Advisory
Georgia
$429K +$421K +15,832 New
V
78
Veritable
Delaware
$397K +$389K +14,650 New
BAS
79
Brown Advisory Securities
Maryland
$388K – – –
SEI Investments
80
SEI Investments
Pennsylvania
$373K -$86K -3,234 -19%
GBA
81
Garrison Bradford & Associates
New York
$358K -$79.7K -3,000 -19%
HSBC Holdings
82
HSBC Holdings
United Kingdom
$320K +$314K +11,825 New
Simplex Trading
83
Simplex Trading
Illinois
$310K +$304K +11,446 New
VNA
84
VNBTrust National Association
Virginia
$298K -$79.7K -3,000 -21%
WCM
85
Westend Capital Management
California
$279K +$270K +10,145 New
PG
86
PEAK6 Group
Illinois
$272K +$267K +10,041 New
LPL Financial
87
LPL Financial
California
$271K +$11K +413 +4%
KJHP
88
K.J. Harrison & Partners
Ontario, Canada
$271K +$266K +10,000 New
MAM
89
Mark Asset Management
New York
$271K +$266K +10,000 New
ANRIA
90
American National Registered Investment Advisor
Texas
$262K – – –
MNBTD
91
Moody National Bank Trust Division
Texas
$262K – – –
WP
92
WealthPLAN Partners
Nebraska
$255K +$250K +9,396 New
WS
93
Wedbush Securities
California
$238K +$234K +8,800 New
PA
94
Pinnacle Associates
New York
$236K +$231K +8,700 New
EGA
95
E&G Advisors
Texas
$225K -$578K -21,750 -72%
CA
96
Cetera Advisors
Colorado
$225K – – –
CAN
97
Cetera Advisor Networks
California
$223K +$217K +8,150 New
PMG
98
ProVise Management Group
Florida
$222K +$218K +8,200 New
PGIM
99
Pacific Global Investment Management
California
$205K -$112K -4,218 -36%
FWM
100
Focused Wealth Management
New York
$167K -$10.3K -388 -6%