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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
76
Citadel Advisors
Florida
$370K +$382K +13,466 New
Stifel Financial
77
Stifel Financial
Missouri
$352K -$176K -6,199 -33%
PGIM
78
Pacific Global Investment Management
California
$324K -$116K -4,095 -26%
MHC
79
Meyer Handelman Company
New York
$286K – – –
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$278K +$3.52K +124 +1%
ANRIA
81
American National Registered Investment Advisor
Texas
$266K +$275K +9,675 New
MNBTD
82
Moody National Bank Trust Division
Texas
$266K +$275K +9,675 New
LPL Financial
83
LPL Financial
California
$257K -$26.6K -937 -9%
CG
84
Clinton Group
New York
$234K -$150K -5,267 -38%
CA
85
Cetera Advisors
Colorado
$228K +$236K +8,300 New
M&T Bank
86
M&T Bank
New York
$209K +$216K +7,600 New
FWM
87
Focused Wealth Management
New York
$180K +$153K +5,399 +469%
SFFS
88
Stonehage Fleming Financial Services
Jersey
$168K +$173K +6,100 New
SSB
89
Sandy Spring Bank
Maryland
$124K -$17K -600 -12%
EWM
90
Evercore Wealth Management
New York
$110K – – –
QT
91
Quantbot Technologies
New York
$93K -$146K -5,138 -60%
PI
92
PineBridge Investments
New York
$88K +$90.8K +3,198 New
Creative Planning
93
Creative Planning
Kansas
$77K -$241K -8,500 -75%
BFEC
94
Benjamin F. Edwards & Company
Missouri
$48K +$49.7K +1,750 New
LTFS
95
Ladenburg Thalmann Financial Services
Florida
$39K -$483 -17 -1%
Group One Trading
96
Group One Trading
Illinois
$28K -$69.4K -2,443 -71%
Parallax Volatility Advisers
97
Parallax Volatility Advisers
California
$23K +$24.2K +853 New
WTC
98
WhitTier Trust Company
Nevada
$20K – – –
GWS
99
Glassman Wealth Services
Virginia
$18K +$18.5K +651 New
KA
100
Klingman & Associates
New York
$18K +$19.2K +675 New