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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
VNA
76
VNBTrust National Association
Virginia
$426K -$97.8K -3,000 -18%
CG
77
Clinton Group
New York
$419K +$448K +13,759 New
HI
78
Horizon Investments
North Carolina
$376K +$403K +12,353 New
STC
79
SEI Trust Company
Pennsylvania
$355K -$5.21K -160 -1%
Creative Planning
80
Creative Planning
Kansas
$344K +$9.78K +300 +3%
JG
81
Jefferies Group
New York
$335K +$359K +11,000 New
MHC
82
Meyer Handelman Company
New York
$317K – – –
FSA
83
Franklin Street Advisors
North Carolina
$305K – – –
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$304K -$279K -8,561 -46%
LPL Financial
85
LPL Financial
California
$301K +$335K +10,274 New
William Blair & Company
86
William Blair & Company
Illinois
$281K +$301K +9,225 New
Commonwealth Equity Services
87
Commonwealth Equity Services
Massachusetts
$270K -$249K -7,653 -46%
PA
88
Pinnacle Associates
New York
$266K +$8.31K +255 +3%
QT
89
Quantbot Technologies
New York
$260K +$262K +8,040 +1,608%
WA
90
WFG Advisors
Texas
$256K – – –
KAM
91
Keeley Asset Management
Illinois
$228K – – –
Janney Montgomery Scott
92
Janney Montgomery Scott
Pennsylvania
$219K +$234K +7,175 New
WRM
93
Westport Resources Management
Connecticut
$194K -$15.6K -480 -7%
SSB
94
Sandy Spring Bank
Maryland
$155K – – –
MCM
95
McGlinn Capital Management
Pennsylvania
$131K +$140K +4,300 New
EWM
96
Evercore Wealth Management
New York
$122K – – –
Group One Trading
97
Group One Trading
Illinois
$105K -$442K -13,561 -80%
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$93K +$75K +2,300 +306%
LTFS
99
Ladenburg Thalmann Financial Services
Florida
$43K -$4.76K -146 -9%
FWM
100
Focused Wealth Management
New York
$35K -$17.4K -534 -32%