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Carlyle Group

CG

Market cap $13.7B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
76	AWCI 76 Alpine Woods Capital Investors Purchase, New York	$703K	–	–	–
77	SCM 77 Sterling Capital Management Charlotte, North Carolina	$678K	+$677K	+19,300	New
78	78 Royal Bank of Canada Toronto, Ontario, Canada	$655K	+$283K	+8,068	+76%
79	USGIU 79 U.S. Global Investors (USGI) San Antonio, Texas	$597K	+$597K	+17,000	New
80	RJA 80 Raymond James & Associates St Petersburg, Florida	$574K	-$186K	-5,309	-25%
81	81 Barclays London, United Kingdom	$572K	+$508K	+14,471	+784%
82	BAS 82 Brown Advisory Securities Baltimore, Maryland	$556K	–	–	–
83	SCM 83 SOL Capital Management Rockville, Maryland	$548K	–	–	–
84	STC 84 SEI Trust Company Oaks, Pennsylvania	$542K	+$227K	+6,459	+72%
85	85 HighTower Advisors Chicago, Illinois	$541K	+$540K	+15,391	New
86	86 Commonwealth Equity Services Waltham, Massachusetts	$533K	+$532K	+15,175	New
87	87 PNC Financial Services Group Pittsburgh, Pennsylvania	$522K	+$503K	+14,345	+2,869%
88	88 SG Americas Securities New York	$506K	+$505K	+14,400	New
89	89 American Century Companies Kansas City, Missouri	$489K	+$489K	+13,927	New
90	90 Geode Capital Management Boston, Massachusetts	$447K	+$160K	+4,562	+56%
91	FSA 91 Franklin Street Advisors Chapel Hill, North Carolina	$351K	–	–	–
92	JG 92 Jefferies Group New York	$348K	+$347K	+9,900	New
93	93 Creative Planning Overland Park, Kansas	$324K	+$312K	+8,900	+2,773%
94	GBA 94 Garrison Bradford & Associates New York	$288K	–	–	–
95	PA 95 Pinnacle Associates New York	$287K	–	–	–
96	QI 96 Quotient Investors New York	$257K	-$17.5K	-500	-6%
97	WRM 97 Westport Resources Management Westport, Connecticut	$225K	+$221K	+6,300	+6,300%
98	YMRC 98 Yorktown Management & Research Company Forest, Virginia	$200K	+$200K	+5,700	New
99	99 Bank of Montreal Toronto, Ontario, Canada	$160K	+$137K	+3,896	+595%
100	SSB 100 Sandy Spring Bank Olney, Maryland	$158K	–	–	–

Carlyle Group CG Market cap $13.7B

Carlyle Group

CG

Market cap $13.7B