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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
51
CIBC World Market
Ontario, Canada
$1.2M +$1.29M +39,494 New
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$1.19M +$1.27M +39,041 New
WT
53
Whittier Trust
California
$1.17M – – –
Barclays
54
Barclays
United Kingdom
$1.12M +$121K +3,700 +11%
SIC
55
Salem Investment Counselors
North Carolina
$1.08M -$13K -400 -1%
First Trust Advisors
56
First Trust Advisors
Illinois
$1.08M +$127K +3,894 +12%
EGA
57
E&G Advisors
Texas
$988K +$2.93K +90 +0.3%
IGIM
58
I.G. Investment Management
Manitoba, Canada
$917K – – –
SCM
59
Sterling Capital Management
North Carolina
$911K +$336K +10,300 +53%
ACM
60
Ashford Capital Management
Delaware
$867K – – –
Royal Bank of Canada
61
Royal Bank of Canada
Ontario, Canada
$805K +$181K +5,552 +27%
ST
62
Spot Trading
Illinois
$799K +$832K +25,537 +3,685%
Mackenzie Financial
63
Mackenzie Financial
Ontario, Canada
$736K +$763K +23,400 New
JPMIA
64
J.P. Marvel Investment Advisors
Massachusetts
$722K – – –
CBOA
65
Commonwealth Bank of Australia
Australia
$618K -$297K -9,100 -31%
AWCI
66
Alpine Woods Capital Investors
New York
$609K – – –
Stifel Financial
67
Stifel Financial
Missouri
$579K -$127K -3,884 -17%
GBA
68
Garrison Bradford & Associates
New York
$554K +$48.9K +1,500 +9%
RJA
69
Raymond James & Associates
Florida
$518K +$8.25K +253 +2%
WTB
70
Washington Trust Bank
Washington
$518K +$554K +17,000 New
Walleye Trading
71
Walleye Trading
New York
$488K +$486K +14,909 +1,342%
PGIM
72
Pacific Global Investment Management
California
$483K -$28.7K -880 -5%
BAS
73
Brown Advisory Securities
Maryland
$481K – – –
AL
74
Airain Ltd
Guernsey
$459K +$492K +15,082 New
Geode Capital Management
75
Geode Capital Management
Massachusetts
$444K +$61.4K +1,883 +15%