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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
CA
526
Crewe Advisors
Utah
$88 – – –
CIA
527
Cape Investment Advisory
Georgia
$87 – – –
B
528
Birchbrook
Maine
$49 – – –
GWSG
529
GPS Wealth Strategies Group
Colorado
$44 +$50 +1 New
Balyasny Asset Management
530
Balyasny Asset Management
Illinois
– -$79.7M -1,579,178 Closed
PCM
531
Prana Capital Management
Connecticut
– -$23.2M -467,057 Closed
SFM
532
Soros Fund Management
New York
– -$23.2M -459,585 Closed
Walleye Capital
533
Walleye Capital
New York
– -$19M -383,266 Closed
JFG
534
Jefferies Financial Group
New York
– -$13.7M -270,612 Closed
ACL
535
Azora Capital LP
Florida
– -$13.3M -262,789 Closed
CCM
536
Cinctive Capital Management
New York
– -$9.66M -191,405 Closed
SGI
537
Summit Global Investments
Utah
– -$7.16M -141,856 Closed
TI
538
Trexquant Investment
Connecticut
– -$6.21M -123,036 Closed
PEAK6
539
PEAK6
Illinois
– -$5.8M -114,944 Closed
Adage Capital Partners
540
Adage Capital Partners
Massachusetts
– -$4.52M -89,600 Closed
ACM
541
Aquatic Capital Management
Illinois
– -$3.82M -75,569 Closed
ECM
542
ExodusPoint Capital Management
New York
– -$2.39M -47,372 Closed
AGDI
543
Absolute Gestao de Investimentos
Brazil
– -$2.23M -44,102 Closed
HG
544
Herbst Group
Connecticut
– -$2.09M -41,475 Closed
QT
545
Quantbot Technologies
New York
– -$2.07M -41,032 Closed
PCP
546
Pacific Capital Partners
– -$1.62M -32,074 Closed
DTL
547
Dynamic Technology Lab
Singapore
– -$1.58M -31,395 Closed
ACM
548
Aster Capital Management
United Arab Emirates
– -$1.55M -30,687 Closed
Nomura Holdings
549
Nomura Holdings
Japan
– -$1.41M -28,002 Closed
RP
550
Riverwater Partners
Wisconsin
– -$1.15M -22,706 Closed