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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
501
Sheaff Brock Investment Advisors
Indiana
– -$224K -4,574 Closed
IAIM
502
International Assets Investment Management
Florida
– -$220K -4,496 Closed
Capstone Investment Advisors
503
Capstone Investment Advisors
New York
– -$220K -4,495 Closed
DCM
504
Driehaus Capital Management
Illinois
– -$217K -4,428 Closed
VIA
505
Vident Investment Advisory
Georgia
– -$215K -4,397 Closed
HWM
506
HB Wealth Management
Georgia
– -$214K -4,383 Closed
SEC
507
Seven Eight Capital
New York
– -$212K -4,337 Closed
CIA
508
Capital Investment Advisors
Georgia
– -$210K -4,300 Closed
RG
509
Rathbones Group
United Kingdom
– -$210K -4,300 Closed
RWA
510
Redmont Wealth Advisors
Illinois
– -$208K -4,260 Closed
BPCE
511
Bank Pictet & Cie (Europe)
Germany
– -$208K -4,250 Closed
USCWA
512
U.S. Capital Wealth Advisors
Texas
– -$203K -4,154 Closed
PAI
513
Pittenger & Anderson Inc
Nebraska
– -$186K -3,800 Closed
SAS
514
Stelac Advisory Services
New York
– -$156K -3,198 Closed
SFO
515
Standard Family Office
South Dakota
– -$95K -1,938 Closed
PI
516
PineBridge Investments
New York
– -$89K -1,812 Closed
VNA
517
Valley National Advisers
Pennsylvania
– -$72K -1,462 Closed
Group One Trading
518
Group One Trading
Illinois
– -$50.5K -1,317 Closed
HA
519
Herold Advisors
New York
– -$48.9K -1,000 Closed
RTC
520
Riverview Trust Company
Washington
– -$17K -343 Closed
AWA
521
Aaron Wealth Advisors
Illinois
– -$16.5K -338 Closed
TWC
522
TD Waterhouse Canada
Ontario, Canada
– -$6.92K -140 Closed
Lazard Asset Management
523
Lazard Asset Management
New York
– -$4K -94 Closed
COCM
524
Charter Oak Capital Management
New Hampshire
– -$4K -75 Closed
T
525
TCWP
Ohio
– -$1K -36 Closed