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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
AWA
501
Arete Wealth Advisors
Illinois
-$224K -4,574 Closed
SBIA
502
Sheaff Brock Investment Advisors
Indiana
-$224K -4,574 Closed
IAIM
503
International Assets Investment Management
Florida
-$220K -4,496 Closed
Capstone Investment Advisors
504
Capstone Investment Advisors
New York
-$220K -4,495 Closed
DCM
505
Driehaus Capital Management
Illinois
-$217K -4,428 Closed
VIA
506
Vident Investment Advisory
Georgia
-$215K -4,397 Closed
HWM
507
HB Wealth Management
Georgia
-$214K -4,383 Closed
SEC
508
Seven Eight Capital
New York
-$212K -4,337 Closed
CIA
509
Capital Investment Advisors
Georgia
-$210K -4,300 Closed
RG
510
Rathbones Group
United Kingdom
-$210K -4,300 Closed
RWA
511
Redmont Wealth Advisors
Illinois
-$208K -4,260 Closed
BPCE
512
Bank Pictet & Cie (Europe)
Germany
-$208K -4,250 Closed
USCWA
513
U.S. Capital Wealth Advisors
Texas
-$203K -4,154 Closed
PAI
514
Pittenger & Anderson Inc
Nebraska
-$186K -3,800 Closed
SAS
515
Stelac Advisory Services
New York
-$156K -3,198 Closed
SFO
516
Standard Family Office
South Dakota
-$95K -1,938 Closed
PI
517
PineBridge Investments
New York
-$89K -1,812 Closed
VNA
518
Valley National Advisers
Pennsylvania
-$72K -1,462 Closed
Group One Trading
519
Group One Trading
Illinois
-$50.5K -1,317 Closed
HA
520
Herold Advisors
New York
-$48.9K -1,000 Closed
RTC
521
Riverview Trust Company
Washington
-$17K -343 Closed
TWC
522
TD Waterhouse Canada
Ontario, Canada
-$6.92K -140 Closed
FGAM
523
Financial Gravity Asset Management
Texas
-$4 -98 Closed
Lazard Asset Management
524
Lazard Asset Management
New York
-$4K -94 Closed
COCM
525
Charter Oak Capital Management
New Hampshire
-$4K -75 Closed