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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
RG
401
Rathbones Group
United Kingdom
$210K +$206K +4,300 New
BPCE
402
Bank Pictet & Cie (Europe)
Germany
$208K – – –
RWA
403
Redmont Wealth Advisors
Illinois
$208K – – –
USCWA
404
U.S. Capital Wealth Advisors
Texas
$203K -$36.5K -762 -16%
CAN
405
Cetera Advisor Networks
California
$200K +$195K +4,081 New
SOW
406
State of Wyoming
Wyoming
$193K +$92.4K +1,930 +95%
PAI
407
Pittenger & Anderson Inc
Nebraska
$186K +$182K +3,800 New
APA
408
American Portfolios Advisors
New York
$180K +$54.9K +1,147 +45%
NIPH
409
NN Investment Partners Holdings
Netherlands
$176K -$1.1M -23,000 -86%
AP
410
Arlington Partners
Alabama
$171K – – –
MIM
411
MetLife Investment Management
New Jersey
$159K +$155K +3,244 New
SAS
412
Stelac Advisory Services
New York
$156K – – –
NWM
413
Nauset Wealth Management
Connecticut
$155K +$152K +3,170 New
SWM
414
Spire Wealth Management
Virginia
$151K -$71.1K -1,486 -33%
SSB
415
Sandy Spring Bank
Maryland
$143K -$18.7K -390 -12%
HFM
416
Harvest Fund Management
China
$134K – – –
DA
417
Denali Advisors
California
$127K -$95.7K -2,000 -43%
CFN
418
Cordasco Financial Network
Florida
$120K +$622 +13 +0.5%
CFGS
419
Concourse Financial Group Securities
Alabama
$115K -$14.4K -300 -11%
IA
420
IFP Advisors
Florida
$112K +$93.3K +1,949 +173%
KBC Group
421
KBC Group
Belgium
$110K -$64.2K -1,342 -37%
ZIG
422
Zullo Investment Group
Pennsylvania
$110K +$108K +2,250 New
Fifth Third Bancorp
423
Fifth Third Bancorp
Ohio
$109K -$35.2K -735 -25%
ZB
424
Zions Bancorporation
Utah
$107K +$61.3K +1,280 +141%
FWM
425
Focused Wealth Management
New York
$100K +$144 +3 +0.1%