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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
BPCE
401
Bank Pictet & Cie (Europe)
Germany
$208K
RWA
402
Redmont Wealth Advisors
Illinois
$208K
USCWA
403
U.S. Capital Wealth Advisors
Texas
$203K -$36.5K -762 -16%
CAN
404
Cetera Advisor Networks
California
$200K +$195K +4,081 New
SOW
405
State of Wyoming
Wyoming
$193K +$92.4K +1,930 +95%
PAI
406
Pittenger & Anderson Inc
Nebraska
$186K +$182K +3,800 New
APA
407
American Portfolios Advisors
New York
$180K +$54.9K +1,147 +45%
NIPH
408
NN Investment Partners Holdings
Netherlands
$176K -$1.1M -23,000 -86%
AP
409
Arlington Partners
Alabama
$171K
MIM
410
MetLife Investment Management
New Jersey
$159K +$155K +3,244 New
SAS
411
Stelac Advisory Services
New York
$156K
NWM
412
Nauset Wealth Management
Connecticut
$155K +$152K +3,170 New
SWM
413
Spire Wealth Management
Virginia
$151K -$71.1K -1,486 -33%
SSB
414
Sandy Spring Bank
Maryland
$143K -$18.7K -390 -12%
HFM
415
Harvest Fund Management
China
$134K
DA
416
Denali Advisors
California
$127K -$95.7K -2,000 -43%
CFN
417
Cordasco Financial Network
Florida
$120K +$622 +13 +0.5%
CFGS
418
Concourse Financial Group Securities
Alabama
$115K -$14.4K -300 -11%
IA
419
IFP Advisors
Florida
$112K +$93.3K +1,949 +173%
KBC Group
420
KBC Group
Belgium
$110K -$64.2K -1,342 -37%
ZIG
421
Zullo Investment Group
Pennsylvania
$110K +$108K +2,250 New
Fifth Third Bancorp
422
Fifth Third Bancorp
Ohio
$109K -$35.2K -735 -25%
ZB
423
Zions Bancorporation
Utah
$107K +$61.3K +1,280 +141%
FWM
424
Focused Wealth Management
New York
$100K +$144 +3 +0.1%
CWP
425
Concord Wealth Partners
Virginia
$98K