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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
IWC
376
Integrated Wealth Concepts
Massachusetts
$472K +$194K +3,101 +70%
KA
377
Kovack Advisors
Florida
$470K -$94.3K -1,510 -17%
NW
378
NewEdge Wealth
Pennsylvania
$460K +$2.75K +44 +0.5%
OTL
379
Oak Thistle LLC
New York
$459K +$458K +7,325 New
SFC
380
SYM Financial Corp
Indiana
$454K -$359K -5,749 -44%
PWP
381
Principle Wealth Partners
Connecticut
$447K
MGIA
382
Moneta Group Investment Advisors
Missouri
$446K -$4.62K -74 -1%
GT
383
Glenview Trust
Kentucky
$446K
KWM
384
Keebeck Wealth Management
Illinois
$442K
SW
385
SlateStone Wealth
Florida
$441K
BRWM
386
Blue Rock Wealth Management
North Carolina
$439K +$62.5K +1,000 +17%
PI
387
PFG Investments
New York
$439K -$62.3K -997 -12%
VA
388
Vident Advisory
Georgia
$436K -$21.7K -348 -5%
Fayez Sarofim & Co
389
Fayez Sarofim & Co
Texas
$429K
SF
390
Summit Financial
New Jersey
$428K -$20.6K -330 -5%
TSWM
391
Triangle Securities Wealth Management
North Carolina
$424K -$31.4K -502 -7%
FTWA
392
Fifth Third Wealth Advisors
Ohio
$419K +$9.06K +145 +2%
Envestnet Portfolio Solutions
393
Envestnet Portfolio Solutions
Illinois
$418K -$47.4K -759 -10%
DG
394
DMC Group
Alabama
$413K +$12.8K +205 +3%
MYAM
395
Meiji Yasuda Asset Management
Japan
$412K +$44.4K +711 +12%
SCM
396
Sterneck Capital Management
Missouri
$412K -$244K -3,900 -37%
BRWA
397
B. Riley Wealth Advisors
Florida
$407K -$172K -2,753 -30%
ET
398
Equitable Trust
Tennessee
$406K
RSWM
399
Robertson Stephens Wealth Management
California
$401K +$103K +1,647 +35%
BMSSC
400
B. Metzler seel. Sohn & Co
Germany
$399K