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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
IP
351
Interval Partners
New York
– -$515K -14,016 Closed
PI
352
PEAK6 Investments
Illinois
– -$562K -13,217 Closed
ECM
353
ExodusPoint Capital Management
New York
– -$439K -11,937 Closed
PRC
354
Pearl River Capital
Michigan
– -$401K -10,905 Closed
Verition Fund Management
355
Verition Fund Management
Connecticut
– -$391K -10,648 Closed
CANY
356
Caxton Associates (New York)
New York
– -$316K -8,593 Closed
MF
357
Magnetar Financial
Illinois
– -$300K -8,163 Closed
LNWWM
358
Laird Norton Wetherby Wealth Management
California
– -$270K -7,343 Closed
MHS
359
M Holdings Securities
Oregon
– -$227K -6,177 Closed
DTL
360
Dynamic Technology Lab
Singapore
– -$216K -5,865 Closed
WSC
361
Wellington Shields & Co
New York
– -$201K -5,476 Closed
Simplex Trading
362
Simplex Trading
Illinois
– -$224K -5,260 Closed
IAIM
363
International Assets Investment Management
Florida
– -$107K -3,390 Closed
CAM
364
Cacti Asset Management
Georgia
– -$92K -2,500 Closed
CG
365
Cutler Group
California
– -$44.9K -1,055 Closed
WAP
366
Wealthcare Advisory Partners
Pennsylvania
– -$18K -500 Closed
AIC
367
Ameritas Investment Company
Nebraska
– -$14.9K -406 Closed
RWB
368
RMR Wealth Builders
New Jersey
– -$6K -156 Closed
LFG
369
Larson Financial Group
Missouri
– -$2K -50 Closed