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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
BC
326
Bridgefront Capital
Texas
– -$478K -15,208 Closed
Walleye Capital
327
Walleye Capital
New York
– -$465K -14,791 Closed
OQS
328
Occudo Quantitative Strategies
Florida
– -$444K -14,114 Closed
LCS
329
Levin Capital Strategies
New York
– -$433K -13,773 Closed
ALAM
330
Asahi Life Asset Management
Japan
– -$401K -12,770 Closed
EGM
331
Engineers Gate Manager
New York
– -$357K -11,357 Closed
AIM
332
Aigen Investment Management
New York
– -$329K -10,456 Closed
PCA
333
Personal Capital Advisors
California
– -$324K -10,300 Closed
JG
334
Jefferies Group
New York
– -$314K -10,000 Closed
JF
335
Jump Financial
Illinois
– -$269K -8,563 Closed
OLA
336
Oliver Luxxe Assets
New Jersey
– -$258K -7,913 Closed
USGIU
337
U.S. Global Investors (USGI)
Texas
– -$141K -4,500 Closed
LGA
338
Lebenthal Global Advisors
New York
– -$120K -3,847 Closed
BWA
339
BDO Wealth Advisors
Florida
– -$80K -2,544 Closed
VFA
340
Valeo Financial Advisors
Indiana
– -$87.6K -2,500 -100%
ASN
341
Advisory Services Network
Georgia
– -$25K -796 Closed
Parallax Volatility Advisers
342
Parallax Volatility Advisers
California
– -$19.4K -553 Closed
TSW
343
Thompson Siegel & Walmsley
Virginia
– -$13K -400 Closed
CAAS
344
Capital Asset Advisory Services
Michigan
– -$6K -178 Closed
CCA
345
Childress Capital Advisors
Texas
– -$3K -105 Closed
PFO
346
Pathstone Family Office
New Jersey
– -$2K -50 Closed
VCG
347
Vantage Consulting Group
Virginia
– -$1K -29 Closed