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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
301
CAPTRUST Financial Advisors
North Carolina
$263K +$43.1K +1,308 +15%
RWM
302
Ritholtz Wealth Management
New York
$263K +$335K +10,171 New
Creative Planning
303
Creative Planning
Kansas
$260K +$1.09K +33 +0.3%
NIM
304
Northeast Investment Management
Massachusetts
$254K – – –
RC
305
RegentAtlantic Capital
New Jersey
$252K -$31.6K -959 -9%
KA
306
Kovack Advisors
Florida
$251K +$22.1K +671 +7%
CG
307
Colony Group
Massachusetts
$249K -$165K -5,020 -34%
FG
308
Fiduciary Group
Georgia
$244K +$6.58K +200 +2%
Wellington Management Group
309
Wellington Management Group
Massachusetts
$241K +$35.2K +1,068 +13%
AWM
310
Apollon Wealth Management
South Carolina
$240K +$44.5K +1,352 +17%
RPCONE
311
Retirement Planning Company of New England
Rhode Island
$238K +$58K +1,761 +24%
FSA
312
Fort Sheridan Advisors
Illinois
$233K +$41.2K +1,250 +16%
MC
313
Moors & Cabot
Massachusetts
$230K +$14K +425 +5%
Mariner
314
Mariner
Kansas
$229K +$292K +8,859 New
EGA
315
E&G Advisors
Texas
$227K – – –
GAA
316
Global Assets Advisory
Florida
$227K +$264K +8,028 New
VWA
317
Visionary Wealth Advisors
Illinois
$223K -$32.1K -974 -10%
PAG
318
Private Advisor Group
New Jersey
$218K -$1.44M -43,780 -84%
Manulife (Manufacturers Life Insurance)
319
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$214K -$4.77K -145 -2%
SWM
320
Segment Wealth Management
Texas
$212K – – –
TRCT
321
Tower Research Capital (TRC)
New York
$210K +$39.5K +1,201 +17%
BNP Paribas Asset Management
322
BNP Paribas Asset Management
France
$206K -$1.89M -57,512 -88%
TFS
323
Thoroughbred Financial Services
Tennessee
$205K -$31.6K -961 -11%
EC
324
EdgeRock Capital
Colorado
$194K – – –
HIA
325
Harbor Investment Advisory
Maryland
$180K – – –