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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
Quantbot Technologies
301
Quantbot Technologies
New York
– -$801K -32,502 Closed
SWM
302
Stockman Wealth Management
Montana
– -$641K -26,000 Closed
PEAK6 Investments
303
PEAK6 Investments
Illinois
– -$681K -24,168 Closed
Guggenheim Capital
304
Guggenheim Capital
Illinois
– -$525K -21,280 Closed
Simplex Trading
305
Simplex Trading
Illinois
– -$566K -20,083 Closed
HRT Financial
306
HRT Financial
New York
– -$388K -15,751 Closed
EA
307
Emerald Advisors
Washington
– -$377K -15,278 Closed
Wolverine Trading
308
Wolverine Trading
Illinois
– -$366K -12,990 Closed
Första AP-fonden
309
Första AP-fonden
Sweden
– -$306K -12,400 Closed
E
310
Ergoteles
New York
– -$279K -11,300 Closed
Avantax Advisory Services
311
Avantax Advisory Services
Texas
– -$270K -10,913 Closed
VF
312
Virtu Financial
New York
– -$236K -9,580 Closed
TSS
313
Two Sigma Securities
New York
– -$235K -9,530 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
314
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$178K -7,200 Closed
PHK
315
Point72 Hong Kong
Hong Kong
– -$127K -5,161 Closed
Glenmede Trust
316
Glenmede Trust
Pennsylvania
– -$92K -3,758 Closed
Illinois Municipal Retirement Fund
317
Illinois Municipal Retirement Fund
Illinois
– -$91K -3,700 Closed
Prospera Financial Services
318
Prospera Financial Services
Texas
– -$30K -1,196 Closed
NFSG
319
Newbridge Financial Services Group
Florida
– -$29K -1,158 Closed
FHA
320
Flagship Harbor Advisors
Massachusetts
– -$14K -599 Closed
MRCM
321
M&R Capital Management
New Jersey
– -$7K -300 Closed
CSPIA
322
Cary Street Partners Investment Advisory
Virginia
– -$5K -200 Closed
FFA
323
Founders Financial Alliance
North Carolina
– -$5K -200 Closed
CWC
324
Carolinas Wealth Consulting
North Carolina
– -$3K -107 Closed
RPWA
325
Regent Peak Wealth Advisors
Georgia
– +$169 +6 New