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Carlyle Group
CG

Name Holding Trade Value Shares
Change 		Change in
Stake
HF
251
HRT Financial
New York
– -$12.2M -565,511 Closed
ECM
252
ExodusPoint Capital Management
New York
– -$8.9M -410,993 Closed
Arrowstreet Capital
253
Arrowstreet Capital
Massachusetts
– -$7.08M -327,201 Closed
PP
254
Paloma Partners
Connecticut
– -$3.35M -154,500 Closed
Man Group
255
Man Group
United Kingdom
– -$3.29M -152,188 Closed
PFS
256
Prospera Financial Services
Texas
– -$2.94M -135,653 Closed
PI
257
PEAK6 Investments
Illinois
– -$3.17M -123,449 Closed
S
258
Surevest
California
– -$2.04M -93,995 Closed
TP
259
Tranquility Partners
Tennessee
– -$1.61M -74,494 Closed
AGM
260
Alpine Global Management
New York
– -$1.29M -59,738 Closed
Citadel Advisors
261
Citadel Advisors
Florida
– -$1.39M -54,009 Closed
Qube Research & Technologies (QRT)
262
Qube Research & Technologies (QRT)
United Kingdom
– -$827K -38,186 Closed
SCM
263
Segantii Capital Management
Hong Kong
– -$671K -31,000 Closed
SWP
264
Stratos Wealth Partners
Ohio
– -$671K -30,979 Closed
ACM
265
Ashford Capital Management
Delaware
– -$541K -25,000 Closed
Walleye Trading
266
Walleye Trading
New York
– -$541K -21,073 Closed
D.E. Shaw & Co
267
D.E. Shaw & Co
New York
– -$440K -20,321 Closed
MCPPUI
268
MIC Capital Partners (Public) (US) IM
United Arab Emirates
– -$437K -20,166 Closed
DC
269
Davenport & Co
Virginia
– -$373K -17,216 Closed
IAIM
270
International Assets Investment Management
Florida
– -$340K -15,684 Closed
CHP
271
Castle Hook Partners
New York
– -$321K -14,806 Closed
SWM
272
SeaCrest Wealth Management
New York
– -$318K -14,670 Closed
SCCM
273
Schafer Cullen Capital Management
New York
– -$303K -13,990 Closed
SCM
274
Sterneck Capital Management
Missouri
– -$264K -12,207 Closed
ASN
275
Advisory Services Network
Georgia
– -$178K -8,239 Closed
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