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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
SW
226
SVB Wealth
Massachusetts
$226K +$202K +7,189 New
PWP
227
Principle Wealth Partners
Connecticut
$226K +$203K +7,200 New
Envestnet Asset Management
228
Envestnet Asset Management
Illinois
$223K +$200K +7,109 New
KWM
229
Keebeck Wealth Management
Illinois
$222K +$199K +7,057 New
CFGS
230
Concourse Financial Group Securities
Alabama
$220K +$7.61K +270 +4%
SFSIG
231
San Francisco Sentry Investment Group
California
$220K +$15.5K +550 +9%
Williams Jones Wealth Management
232
Williams Jones Wealth Management
New York
$218K +$195K +6,933 New
Manulife (Manufacturers Life Insurance)
233
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$217K +$195K +6,916 New
Private Advisor Group
234
Private Advisor Group
New Jersey
$205K +$184K +6,516 New
Lincoln National Corp
235
Lincoln National Corp
Pennsylvania
$203K +$182K +6,473 New
Rathbones Group
236
Rathbones Group
United Kingdom
$202K +$181K +6,430 New
SOAMC
237
Spirit of America Management Corp
New York
$190K -$56.3K -2,000 -25%
HIA
238
Harbor Investment Advisory
Maryland
$163K +$5.63K +200 +4%
FMT
239
First Mercantile Trust
Tennessee
$160K -$11.8K -420 -8%
USGIU
240
U.S. Global Investors (USGI)
Texas
$141K – – –
LGA
241
Lebenthal Global Advisors
New York
$120K +$108K +3,847 New
SSB
242
Sandy Spring Bank
Maryland
$116K – – –
Livforsakringsbolaget Skandia
243
Livforsakringsbolaget Skandia
Sweden
$113K – – –
IAIM
244
International Assets Investment Management
Florida
$107K +$95.5K +3,390 New
Leonteq Securities AG
245
Leonteq Securities AG
Switzerland
$97.8K +$87.6K +3,112 New
WEC
246
Winslow Evans & Crocker
Massachusetts
$94K – – –
MLICM
247
Metropolitan Life Insurance Company (MetLife)
New York
$92K -$1.13K -40 -1%
First Manhattan
248
First Manhattan
New York
$86K – – –
Federation des caisses Desjardins du Quebec
249
Federation des caisses Desjardins du Quebec
Quebec, Canada
$83.1K +$23.8K +844 +47%
BWA
250
BDO Wealth Advisors
Florida
$80K – – –