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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
PWP
226
Principle Wealth Partners
Connecticut
$226K +$203K +7,200 New
Envestnet Asset Management
227
Envestnet Asset Management
Illinois
$223K +$200K +7,109 New
KWM
228
Keebeck Wealth Management
Illinois
$222K +$199K +7,057 New
CFGS
229
Concourse Financial Group Securities
Alabama
$220K +$7.61K +270 +4%
SFSIG
230
San Francisco Sentry Investment Group
California
$220K +$15.5K +550 +9%
WJWM
231
Williams Jones Wealth Management
New York
$218K +$195K +6,933 New
Manulife (Manufacturers Life Insurance)
232
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$217K +$195K +6,916 New
PAG
233
Private Advisor Group
New Jersey
$205K +$184K +6,516 New
LNC
234
Lincoln National Corp
Pennsylvania
$203K +$182K +6,473 New
RG
235
Rathbones Group
United Kingdom
$202K +$181K +6,430 New
SOAMC
236
Spirit of America Management Corp
New York
$190K -$56.3K -2,000 -25%
HIA
237
Harbor Investment Advisory
Maryland
$163K +$5.63K +200 +4%
FMT
238
First Mercantile Trust
Tennessee
$160K -$11.8K -420 -8%
USGIU
239
U.S. Global Investors (USGI)
Texas
$141K
LGA
240
Lebenthal Global Advisors
New York
$120K +$108K +3,847 New
SSB
241
Sandy Spring Bank
Maryland
$116K
LS
242
Livforsakringsbolaget Skandia
Sweden
$113K
IAIM
243
International Assets Investment Management
Florida
$107K +$95.5K +3,390 New
LSA
244
Leonteq Securities AG
Switzerland
$97.8K +$87.6K +3,112 New
WEC
245
Winslow Evans & Crocker
Massachusetts
$94K
MLICM
246
Metropolitan Life Insurance Company (MetLife)
New York
$92K -$1.13K -40 -1%
First Manhattan
247
First Manhattan
New York
$86K
FDCDDQ
248
Federation des caisses Desjardins du Quebec
Quebec, Canada
$83.1K +$23.8K +844 +47%
BWA
249
BDO Wealth Advisors
Florida
$80K
VFA
250
Valeo Financial Advisors
Indiana
$79K -$817 -29 -1%