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Carlyle Group
CG

Name Holding Trade Value Shares
Change 		Change in
Stake
EPA
226
Element Pointe Advisors
Florida
– -$289K -9,005 Closed
RIM
227
Regent Investment Management
Kentucky
– -$263K -8,196 Closed
NA
228
Navellier & Associates
Nevada
– -$257K -8,000 Closed
KA
229
Kovack Advisors
Florida
– -$248K -7,807 Closed
SW
230
SVB Wealth
Massachusetts
– -$231K -7,189 Closed
FG
231
Fiduciary Group
Georgia
– -$225K -7,000 Closed
FCM
232
FJ Capital Management
Virginia
– -$234K -7,000 Closed
LCS
233
Levin Capital Strategies
New York
– -$225K -7,000 Closed
GCP
234
GSA Capital Partners
United Kingdom
– -$224K -6,969 Closed
FAAS
235
First Allied Advisory Services
California
– -$219K -6,802 Closed
MMA
236
Miracle Mile Advisors
California
– -$213K -6,650 Closed
BOTW
237
Bank of the West
California
– -$213K -6,636 Closed
MC
238
Moors & Cabot
Massachusetts
– -$210K -6,528 Closed
WCA
239
Westover Capital Advisors
Delaware
– -$209K -6,500 Closed
UFF
240
USA Financial Formulas
Michigan
– -$168K -5,240 Closed
SM
241
SG3 Management
Puerto Rico
– -$77.9K -2,700 Closed
BL
242
Balentine LLC
Georgia
– -$77K -2,400 Closed
RIA
243
Realta Investment Advisors
Delaware
– -$61K -2,055 Closed
SL
244
Salomon & Ludwin
Virginia
– -$21K -648 Closed
6 7 8 9
10