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Citizens Financial Group
CFG

Name Holding Trade Value Shares
Change 		Change in
Stake
LBS
601
Lawrence B. Seidman
– -$376K -20,000 Closed
CCP
602
Corient Capital Partners
California
– -$356K -18,921 Closed
EVM
603
Eaton Vance Management
Massachusetts
– -$345K -18,317 Closed
SEC
604
Seven Eight Capital
New York
– -$342K -18,200 Closed
OR
605
Olympiad Research
Connecticut
– -$332K -17,625 Closed
TW
606
TrinityPoint Wealth
Connecticut
– -$331K -17,616 Closed
WANY
607
Wealthspire Advisors (New York)
New York
– -$331K -17,602 Closed
EH
608
Employers Holdings
Nevada
– -$316K -16,805 Closed
GC
609
Globeflex Capital
California
– -$314K -16,694 Closed
EA
610
Emerald Advisers
Pennsylvania
– -$304K -16,165 Closed
CAG
611
Csenge Advisory Group
Florida
– -$262K -13,903 Closed
SP
612
Symmetry Partners
Connecticut
– -$244K -12,950 Closed
FC
613
FORA Capital
Florida
– -$242K -12,841 Closed
GAM
614
Gotham Asset Management
New York
– -$233K -12,361 Closed
GCP
615
GSA Capital Partners
United Kingdom
– -$207K -11,023 Closed
WCA
616
Windsor Creek Advisors
Vermont
– -$194K -10,300 Closed
IAA
617
Independent Advisor Alliance
North Carolina
– -$192K -10,202 Closed
RC
618
RBF Capital
California
– -$188K -10,000 Closed
ER
619
Enlightenment Research
Florida
– -$209K -6,600 Closed
EMG
620
ETF Managers Group
New Jersey
– -$123K -6,268 Closed
USGIU
621
U.S. Global Investors (USGI)
Texas
– -$113K -6,001 Closed
FIM
622
Freedom Investment Management
Connecticut
– -$228K -5,941 Closed
NICM
623
Neo Ivy Capital Management
New York
– -$109K -5,787 Closed
SM
624
Salzhauer Michael
– -$88K -4,661 Closed
AIL
625
AGF Investments LLC
Ontario, Canada
– -$86K -4,555 Closed
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