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Citizens Financial Group
CFG

Name Holding Trade Value Shares
Change 		Change in
Stake
ECM
476
Everence Capital Management
Indiana
$375K – – –
EF
477
Empirical Finance
Pennsylvania
$375K +$72.8K +1,969 +22%
GI
478
GAMCO Investors
Connecticut
$369K -$128K -3,451 -24%
HIA
479
Harbor Investment Advisory
Maryland
$369K +$102K +2,759 +35%
RI
480
Ridgewood Investments
New Jersey
$368K +$397K +10,721 New
TYCC
481
Texas Yale Capital Corp
Florida
$367K – – –
WPW
482
Waldron Private Wealth
Pennsylvania
$367K +$27.4K +741 +7%
TFA
483
Transamerica Financial Advisors
Florida
$367K +$394K +10,661 New
PIA
484
Pinion Investment Advisors
Kansas
$363K +$1.29K +35 +0.3%
PH
485
Pinnacle Holdings
Oklahoma
$361K – – –
ACM
486
Advisors Capital Management
New Jersey
$360K -$57.2K -1,545 -15%
OC
487
Oppenheimer & Co
New York
$360K +$54.6K +1,476 +16%
IAA
488
Independent Advisor Alliance
North Carolina
$360K +$80.5K +2,175 +26%
CL
489
CPWM LLC
Washington
$358K -$38K -1,027 -9%
JG
490
Jefferies Group
New York
$355K +$383K +10,341 New
MWPCG
491
Measured Wealth Private Client Group
New Hampshire
$355K -$27.3K -737 -7%
IF
492
Intrua Financial
Texas
$347K -$299K -8,081 -44%
FWIA
493
Fort Washington Investment Advisors
Ohio
$347K -$18.5K -501 -5%
GCM
494
Gator Capital Management
Florida
$344K – – –
SACTSONJ
495
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$344K – – –
VIA
496
Virtus Investment Advisers
Connecticut
$344K +$370K +9,998 New
TCA
497
Transcend Capital Advisors
New Jersey
$343K +$370K +9,997 New
MM
498
MQS Management
New York
$342K +$368K +9,951 New
WSTAM
499
Wilbanks Smith & Thomas Asset Management
Virginia
$340K – – –
LJAC
500
L.J. Altfest & Co
New York
$332K +$3.66K +99 +1%
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