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Capitol Federal Financial

165 hedge funds and large institutions have $1.36B invested in Capitol Federal Financial in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 54 increasing their positions, 64 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $1.29B → $1.36B (+$75.8M)

6% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 18

1% less funds holding

Funds holding: 167165 (-2)

16% less repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 64

Holders
165
Holders Change
-2
Holders Change %
-1.2%
% of All Funds
5.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
54
Reduced
64
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WIL
151
Winifred I. Li
$69K
Ohio Public Employees Retirement System (OPERS)
152
Ohio Public Employees Retirement System (OPERS)
Ohio
$64K +$64K +5,114 New
HNB
153
Huntington National Bank
Ohio
$56K
RNS
154
Robert N. Shapiro
$56K
LTFS
155
Ladenburg Thalmann Financial Services
Florida
$34K -$15.8K -1,260 -31%
NES
156
New England Securities
New York
$28K
DSC
157
Duncker Streett & Co
Missouri
$25K
WC
158
Whitnell & Co
Illinois
$25K
EFSCE
159
Enterprise Financial Services Corp (EFSC)
Missouri
$19K +$18.8K +1,500 New
MA
160
MUFG Americas
New York
$16K +$16.4K +1,307 New
GI
161
Gradient Investments
Minnesota
$13K
Manulife (Manufacturers Life Insurance)
162
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.32K +$4.73K +378 +0.4%
Envestnet Asset Management
163
Envestnet Asset Management
Illinois
$1K
CTC
164
Central Trust Company
Missouri
$1K +$1.42K +113 New
UB
165
UMB Bank
Missouri
$301
AC
166
Amici Capital
New York
-$17.6M -1,450,000 Closed
GCM
167
Gruss Capital Management
New York
-$4.39M -361,750 Closed
Two Sigma Advisers
168
Two Sigma Advisers
New York
-$3.23M -266,436 Closed
CCMH
169
Cornerstone Capital Management Holdings
New York
-$2.22M -182,995 Closed
TC
170
TFS Capital
Pennsylvania
-$1.43M -117,383 Closed
JHIU
171
Janus Henderson Investors US
Colorado
-$1.28M -105,100 Closed
D.E. Shaw & Co
172
D.E. Shaw & Co
New York
-$702K -57,791 Closed
FCH
173
Freestone Capital Holdings
Washington
-$385K -31,697 Closed
HIMCH
174
Hartford Investment Management Co (HIMCO)
Connecticut
-$379K -31,240 Closed
JG
175
Jefferies Group
New York
-$362K -29,766 Closed

CFFN Hedge Fund Activity: Q3 2013 in Review

165 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capitol Federal Financial (CFFN) for Q3 2013, worth a combined $1.36B — up 5.9% from $1.29B a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of CFFN and 17 opened new positions — a net loss of 1 holder — while 64 trimmed existing stakes and 54 added.

The largest buyer was Keeley Asset Management, adding an estimated $28.6M. The largest seller was American Century Companies, cutting an estimated $36.2M.

  • 165 institutional investors held Capitol Federal Financial (CFFN) as of Q3 2013, down from 167 in Q2 2013.
  • Funds reported $1.36B of Capitol Federal Financial stock for Q3 2013, up 5.9% quarter-over-quarter.
  • 17 funds opened new Capitol Federal Financial positions in Q3 2013 and 18 closed out, a net change of -1 holder.
  • The largest Capitol Federal Financial buyer in Q3 2013 was Keeley Asset Management, an estimated $28.6M added.
  • The largest Capitol Federal Financial seller in Q3 2013 was American Century Companies, an estimated $36.2M sold.

Based on aggregated 13F filings for Q3 2013.