|
101
|
Nisa Investment Advisors
St. Louis,
Missouri
|
$40K
|
+$1.19K
|
+40
|
+3%
|
|
|
102
|
Cutler Group
San Francisco,
California
|
$28K
|
-$96.9K
|
-3,253
|
-76%
|
|
|
103
|
High Net Worth Advisory Group
Naples,
Florida
|
$28K
|
+$29.8K
|
+1,000
|
New
|
|
|
104
|
Macquarie Group
Sydney, NSW 2000,
Australia
|
$19K
|
-$19.8K
|
-665
|
Closed
|
|
|
105
|
HM Payson & Co
Portland,
Maine
|
$14K
|
–
|
–
|
–
|
|
|
106
|
Leonteq Securities AG
Zurich,
Switzerland
|
$13.3K
|
–
|
–
|
–
|
|
|
107
|
Allspring Global Investments
Charlotte,
North Carolina
|
$13K
|
+$8.96K
|
+301
|
+180%
|
|
|
108
|
Covestor
London,
United Kingdom
|
$9K
|
-$89
|
-3
|
-1%
|
|
|
109
|
Itau Unibanco Holding S.A.
Sao Paulo,
Brazil
|
$3K
|
–
|
–
|
–
|
|
|
110
|
Anchor Investment Management
Columbia,
South Carolina
|
$2.83K
|
–
|
–
|
–
|
|
|
111
|
Osaic Holdings
Scottsdale,
Arizona
|
$2K
|
-$7.57K
|
-254
|
-80%
|
|
|
112
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$1K
|
–
|
–
|
–
|
|
|
113
|
MassMutual Private Wealth & Trust
Windsor,
Connecticut
|
$1K
|
–
|
–
|
–
|
|
|
114
|
Toth Financial Advisory
Leesburg,
Virginia
|
$1K
|
–
|
–
|
–
|
|
|
115
|
EcoR1 Capital
San Francisco,
California
|
–
|
-$43.5M
|
-1,646,260
|
Closed
|
|
|
116
|
Ally Bridge Group
New York
|
–
|
-$4.5M
|
-170,000
|
Closed
|
|
|
117
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$3.7M
|
-131,970
|
Closed
|
|
|
118
|
Caption Management
Oklahoma City,
Oklahoma
|
–
|
-$962K
|
-36,400
|
Closed
|
|
|
119
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$746K
|
-28,220
|
Closed
|
|
|
120
|
Advisory Research
Chicago,
Illinois
|
–
|
-$604K
|
-22,824
|
Closed
|
|
|
121
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$372K
|
-12,491
|
Closed
|
|
|
122
|
SG3 Management
Dorado,
Puerto Rico
|
–
|
-$298K
|
-10,000
|
Closed
|
|
|
123
|
Penserra Capital Management
Orinda,
California
|
–
|
-$122K
|
-4,652
|
Closed
|
|
|
124
|
Group One Trading
Chicago,
Illinois
|
–
|
-$91.2K
|
-3,063
|
Closed
|
|
|
125
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$3K
|
-115
|
Closed
|
|
