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Carnival Corporation Ltd
CCL

Name Holding Trade Value Shares
Change 		Change in
Stake
PGFC
901
Peapack-Gladstone Financial Corp
New Jersey
– -$209K -3,193 Closed
WS
902
Wedbush Securities
California
– -$209K -3,189 Closed
FAAS
903
First Allied Advisory Services
California
– -$206K -3,057 Closed
NIT
904
NumerixS Investment Technologies
British Columbia, Canada
– -$142K -2,200 Closed
PHK
905
Point72 Hong Kong
Hong Kong
– -$99K -1,502 Closed
CIP
906
Convergence Investment Partners
Florida
– -$90K -1,375 Closed
KC
907
KHP Capital
Oklahoma
– -$66K -1,000 Closed
HFM
908
Harvest Fund Management
China
– -$60K -925 Closed
APP
909
Avantax Planning Partners
Iowa
– -$59K -893 Closed
AIS
910
AlphaOne Investment Services
Pennsylvania
– -$55K -846 Closed
KF
911
Krilogy Financial
Missouri
– -$51K -784 Closed
OSAM
912
O'Shaughnessy Asset Management
Connecticut
– -$51K -778 Closed
ANBT
913
American National Bank & Trust
Texas
– -$50K -765 Closed
ZB
914
Zions Bancorporation
Utah
– -$28K -421 Closed
PGA
915
Premia Global Advisors
Florida
– -$22K -339 Closed
CLOS
916
Compagnie Lombard Odier SCmA
Switzerland
– -$20K -300 Closed
VCM
917
Virtue Capital Management
Tennessee
– -$14K -206 Closed
WAS
918
WESPAC Advisors SoCal
California
– -$6K -100 Closed
PS
919
Portfolio Solutions
Michigan
– -$6K -86 Closed
AOWM
920
Alpha Omega Wealth Management
Virginia
– -$4K -65 Closed
PFO
921
Pathstone Family Office
New Jersey
– -$3K -39 Closed
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