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Carnival Corporation Ltd
CCL

Name Holding Trade Value Shares
Change 		Change in
Stake
JIC
401
Joel Isaacson & Co
New York
$35K – – –
AW
402
Alpha Windward
Massachusetts
$33K -$9.33K -241 -22%
GP
403
GLG Partners
United Kingdom
$32K +$33.4K +862 New
TRCT
404
Tower Research Capital (TRC)
New York
$24K -$67.4K -1,741 -74%
GI
405
Gradient Investments
Minnesota
$23K -$1.86M -48,043 -99%
PSI
406
Pinnacle Summer Investments
Virginia
$23K – – –
GAM
407
Gemmer Asset Management
California
$22K +$39 +1 +0.2%
LNB
408
Ledyard National Bank
$20K – – –
PCM
409
Prelude Capital Management
New York
$19K +$19.4K +500 New
GSC
410
Ground Swell Capital
South Carolina
$18K +$19K +490 New
CG
411
Colony Group
Massachusetts
$17K – – –
WA
412
Waverly Advisors
Alabama
$16K – – –
BFEC
413
Benjamin F. Edwards & Company
Missouri
$15K – – –
BRWA
414
B. Riley Wealth Advisors
Florida
$13.2K +$13.6K +350 New
JAM
415
JCIC Asset Management
Ontario, Canada
$13K – – –
OIA
416
Optimum Investment Advisors
Illinois
$12K +$12.4K +321 New
EWM
417
Evercore Wealth Management
New York
$11K – – –
CFA
418
Carroll Financial Associates
North Carolina
$11K +$7.75K +200 +200%
HR
419
Howe & Rusling
New York
$9K -$101K -2,600 -91%
TFO
420
Tarbox Family Office
California
$9K -$5.11K -132 -35%
S
421
SignatureFD
Georgia
$8K -$891 -23 -10%
CFSG
422
Community Financial Services Group
Vermont
$8K – – –
TCM
423
TD Capital Management
Tennessee
$8K +$39 +1 +0.5%
TSW
424
Thompson Siegel & Walmsley
Virginia
$8K +$3.87K +100 +100%
HFM
425
Hartford Financial Management
Connecticut
$8K +$4.45K +115 +101%
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17
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