|
526
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$200K
|
-2,000
|
Closed
|
|
|
527
|
Iconiq Capital
San Francisco,
California
|
–
|
-$201K
|
-2,000
|
Closed
|
|
|
528
|
Capital Asset Advisory Services
Williamston,
Michigan
|
–
|
-$94K
|
-939
|
Closed
|
|
|
529
|
Harvest Fund Management
Beijing,
China
|
–
|
-$91K
|
-917
|
Closed
|
|
|
530
|
AJO LP
Philadelphia,
Pennsylvania
|
–
|
-$76K
|
-759
|
Closed
|
|
|
531
|
|
–
|
-$63K
|
-631
|
Closed
|
|
|
532
|
Kathmere Capital Management
Wayne,
Pennsylvania
|
–
|
-$63K
|
-630
|
Closed
|
|
|
533
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$51K
|
-510
|
Closed
|
|
|
534
|
Interchange Capital Partners
Pittsburgh,
Pennsylvania
|
–
|
-$50K
|
-500
|
Closed
|
|
|
535
|
First Trust Direct Indexing
Boston,
Massachusetts
|
–
|
-$40K
|
-400
|
Closed
|
|
|
536
|
Group One Trading
Chicago,
Illinois
|
–
|
-$28.9K
|
-300
|
Closed
|
|
|
537
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$23K
|
-227
|
Closed
|
|
|
538
|
Childress Capital Advisors
Houston,
Texas
|
–
|
-$19K
|
-192
|
Closed
|
|
|
539
|
NuWave Investment Management
Parsippany,
New Jersey
|
–
|
-$16K
|
-162
|
Closed
|
|
|
540
|
Regent Peak Wealth Advisors
Atlanta,
Georgia
|
–
|
-$16K
|
-157
|
Closed
|
|
|
541
|
Pinnacle Wealth Planning Services
Mansfield,
Ohio
|
–
|
-$10K
|
-97
|
Closed
|
|
|
542
|
Altus Wealth Group
Colorado Springs,
Colorado
|
–
|
-$8K
|
-75
|
Closed
|
|
|
543
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
–
|
-$7K
|
-71
|
Closed
|
|
|
544
|
Defined Wealth Management
Beaverton,
Oregon
|
–
|
-$5K
|
-48
|
Closed
|
|
|
545
|
|
–
|
-$2K
|
-23
|
Closed
|
|
|
546
|
Vantage Consulting Group
Virginia Beach,
Virginia
|
–
|
-$1K
|
-5
|
Closed
|
|
|
547
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
+$96
|
+1
|
New
|
|
