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Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
276
Creative Planning
Kansas
– -$190K -19,629 Closed
FHC
277
First Heartland Consultants
Missouri
– -$178K -18,375 Closed
AI
278
Accredited Investors
Minnesota
– -$171K -17,700 Closed
EFS
279
Essex Financial Services
Connecticut
– -$164K -17,010 Closed
MCM
280
Marathon Capital Management
Maryland
– -$145K -15,000 Closed
QC
281
QCM Cayman
Texas
– -$145K -14,966 Closed
MC
282
Moors & Cabot
Massachusetts
– -$140K -14,389 Closed
UR
283
USCA RIA
Texas
– -$106K -11,668 Closed
BCM
284
Brookstone Capital Management
Illinois
– -$110K -11,422 Closed
RJFSA
285
Raymond James Financial Services Advisors
Florida
– -$110K -11,332 Closed
MAA
286
Mraz Amerine & Associates
California
– -$103K -10,603 Closed
BOTW
287
Bank of the West
California
– -$102K -10,521 Closed
FANJ
288
Financial Architects (New Jersey)
New Jersey
– -$7K -750 Closed
NFG
289
Next Financial Group
Texas
– -$6K -700 Closed
FPS
290
Fieldpoint Private Securities
Connecticut
– -$4K -455 Closed
TCM
291
Tradewinds Capital Management
Washington
– -$3K -340 Closed
ZB
292
Zions Bancorporation
Utah
– -$3K -279 Closed
AFNAS
293
American Financial Network Advisory Services
California
– -$2K -189 Closed
WA
294
Winfield Associates
Ohio
– -$1K -125 Closed
OC
295
Oakworth Capital
Alabama
– -$1K -100 Closed
AssetMark Inc
296
AssetMark Inc
California
– -$122 -13 -45%
WAM
297
Wealthspire Advisors (Maryland)
Maryland
– +$244 +26 New