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Name Holding Trade Value Shares
Change
Change in
Stake
CFA
401
Carroll Financial Associates
North Carolina
$1K – – –
GWS
402
Glassman Wealth Services
Virginia
$1K – – –
JMF
403
Johnson Midwest Financial
Iowa
$1K – – –
OIA
404
Optimum Investment Advisors
Illinois
$1K – – –
SN
405
Sittner & Nelson
Oregon
$1K – – –
TIM
406
Tortoise Investment Management
New York
$1K – – –
VBCG
407
Valley Brook Capital Group
Pennsylvania
$1K – – –
WB
408
Webster Bank
Connecticut
$1K – – –
CCC
409
Crescent Capital Consulting
Louisiana
$1K +$479 +18 New
LF
410
Lee Financial
Texas
$1K +$532 +20 New
BFEC
411
Benjamin F. Edwards & Company
Missouri
$1K +$1.01K +38 New
CFO
412
CVA Family Office
Colorado
$1K +$1.33K +50 New
LWA
413
Lenox Wealth Advisors
New York
$1K +$1.33K +50 New
KFS
414
Kelly Financial Services
Massachusetts
$543 -$506 -19 -50%
AIC
415
Archer Investment Corporation
Indiana
$223 – – –
WIM
416
Westside Investment Management
California
$16 -$26.6K -1,000 -63%
AAMU
417
Amundi Asset Management US
Massachusetts
– -$12.8M -515,757 Closed
AIM
418
Artemis Investment Management
United Kingdom
– -$8.29M -333,795 Closed
Vontobel Holding
419
Vontobel Holding
Switzerland
– -$7.93M -319,767 Closed
Qube Research & Technologies (QRT)
420
Qube Research & Technologies (QRT)
United Kingdom
– -$2.76M -111,422 Closed
Tudor Investment Corp
421
Tudor Investment Corp
Connecticut
– -$2.68M -108,154 Closed
MSA
422
Mason Street Advisors
Wisconsin
– -$2.18M -87,852 Closed
EGM
423
Engineers Gate Manager
New York
– -$1.12M -45,074 Closed
Man Group
424
Man Group
United Kingdom
– -$1.02M -41,031 Closed
HF
425
HRT Financial
New York
– -$953K -38,472 Closed