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Cboe Global Markets

Name Holding Trade Value Shares
Change
Change in
Stake
SWP
376
Stratos Wealth Partners
Ohio
$40K – – –
ADL
377
Asset Dedication LLC
California
$39K – – –
FPFS
378
First Personal Financial Services
North Carolina
$39K – – –
RE
379
RBC Europe
United Kingdom
$38.8K – – –
GAM
380
Gemmer Asset Management
California
$37K – – –
MPWT
381
MassMutual Private Wealth & Trust
Connecticut
$33K – – –
GLI
382
Guardian Life Insurance
New York
$30K -$12.6K -104 -28%
IFAM
383
Institutional & Family Asset Management
Colorado
$30K +$31.6K +260 New
Federated Hermes
384
Federated Hermes
Pennsylvania
$27K -$178K -1,466 -86%
EFSCE
385
Enterprise Financial Services Corp (EFSC)
Missouri
$27K – – –
RFC
386
Regions Financial Corp
Alabama
$26K -$13.5K -111 -33%
LFA
387
Legacy Financial Advisors
Kentucky
$24K – – –
PCG
388
Private Capital Group
Connecticut
$24K +$25.9K +213 New
SWM
389
SeaCrest Wealth Management
New York
$23K -$115K -950 -83%
PCP
390
Proficio Capital Partners
Massachusetts
$21K +$2.55K +21 +13%
CAPTRUST Financial Advisors
391
CAPTRUST Financial Advisors
North Carolina
$19K -$1.46K -12 -7%
BWA
392
Burt Wealth Advisors
Maryland
$17K +$18.2K +150 New
CBOA
393
Commonwealth Bank of Australia
Australia
$14K – – –
WT
394
Whittier Trust
California
$14K – – –
FDCDDQ
395
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.6K +$14.5K +119 New
KA
396
Kaizen Advisory
Illinois
$12K – – –
QCG
397
Quadrant Capital Group
Ohio
$12K – – –
APP
398
Avantax Planning Partners
Iowa
$12K +$14.5K +119 New
ATC
399
Adirondack Trust Company
New York
$11K – – –
LWCFA
400
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$11K – – –