|
401
|
Barings
Charlotte,
North Carolina
|
–
|
-$201K
|
-5,800
|
Closed
|
|
|
402
|
Fox Run Management
Greenwich,
Connecticut
|
–
|
-$201K
|
-5,800
|
Closed
|
|
|
403
|
Janus Henderson Group
London,
|
–
|
-$175K
|
-5,065
|
Closed
|
|
|
404
|
ClariVest Asset Management
San Diego,
California
|
–
|
-$90K
|
-2,600
|
Closed
|
|
|
405
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
–
|
-$87K
|
-2,500
|
Closed
|
|
|
406
|
Nomura Asset Management
Tokyo,
Japan
|
–
|
-$83K
|
-2,390
|
Closed
|
|
|
407
|
First Mercantile Trust
Cordova,
Tennessee
|
–
|
-$78K
|
-2,250
|
Closed
|
|
|
408
|
Manchester Capital Management
Manchester,
Vermont
|
–
|
-$73K
|
-2,100
|
Closed
|
|
|
409
|
Reilly Financial Advisors
La Mesa,
California
|
–
|
-$69K
|
-2,000
|
Closed
|
|
|
410
|
Morgan Dempsey Capital Management
Menomonee Falls,
Wisconsin
|
–
|
-$33K
|
-940
|
Closed
|
|
|
411
|
AssetMark Inc
Concord,
California
|
–
|
-$27K
|
-793
|
Closed
|
|
|
412
|
Sargent Bickham Lagudis
Boulder,
Colorado
|
–
|
-$17K
|
-503
|
Closed
|
|
|
413
|
Checchi Capital Advisers
Beverly Hills,
California
|
–
|
-$12K
|
-359
|
Closed
|
|
|
414
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
–
|
-$7K
|
-210
|
Closed
|
|
|
415
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
–
|
-$7K
|
-200
|
Closed
|
|
|
416
|
Loring Wolcott & Coolidge Fiduciary Advisors
Boston,
Massachusetts
|
–
|
-$7K
|
-200
|
Closed
|
|
|
417
|
Apriem Advisors
Irvine,
California
|
–
|
-$3K
|
-100
|
Closed
|
|
|
418
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$1K
|
-29
|
Closed
|
|
|
419
|
Allworth Financial
Folsom,
California
|
–
|
-$1K
|
-25
|
Closed
|
|
