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Name Holding Trade Value Shares
Change
Change in
Stake
BHWM
1101
Bay Harbor Wealth Management
Maryland
$5K – – –
IAS
1102
IMA Advisory Services
Colorado
$5K – – –
KTC
1103
Kistler-Tiffany Companies
Pennsylvania
$5K – – –
HIM
1104
Hillsdale Investment Management
Ontario, Canada
$4K – – –
MWM
1105
Mascoma Wealth Management
New Hampshire
$4K – – –
TI
1106
Truehand Inc
New Hampshire
$4K – – –
LGWM
1107
Litman Gregory Wealth Management
California
$4K +$3.75K +26 New
APC
1108
Aspire Private Capital
North Carolina
$3K – – –
EWM
1109
Elmwood Wealth Management
California
$3K – – –
GWMIA
1110
Global Wealth Management Investment Advisory
Florida
$3K – – –
PFGIA
1111
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
TFA
1112
Transamerica Financial Advisors
Florida
$3K +$2.46K +17 New
WAS
1113
Winch Advisory Services
Wisconsin
$3K +$3.03K +21 New
CA
1114
Crewe Advisors
Utah
$2K -$28.9K -200 -94%
LF
1115
Lee Financial
Texas
$2K – – –
VRM
1116
Vectors Research Management
New York
$2K – – –
CIR
1117
Clear Investment Research
Georgia
$1K – – –
TFGT
1118
TS Financial Group (TSFG)
Illinois
$1K – – –
MWC
1119
MBM Wealth Consultants
Missouri
$1K +$578 +4 New
GI
1120
Gradient Investments
Minnesota
$1K +$1.16K +8 New
NCM
1121
Next Capital Management
New York
$1K +$1.16K +8 New
EIP
1122
Epoch Investment Partners
New York
– -$106M -757,836 Closed
Royal London Asset Management
1123
Royal London Asset Management
United Kingdom
– -$26.5M -189,113 Closed
Hudson Bay Capital Management
1124
Hudson Bay Capital Management
Connecticut
– -$25.9M -185,000 Closed
ST
1125
Sabal Trust
Florida
– -$15.8M -112,785 Closed