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Cato Corp
CATO

137 hedge funds and large institutions have $764M invested in Cato Corp in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 46 increasing their positions, 51 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 9

11% more capital invested

Capital invested by funds: $688M → $764M (+$76.3M)

10% more funds holding

Funds holding: 125 → 137 (+12)

0.01% more ownership

Funds ownership: 89.51% → 89.52% (+0.01%)

10% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 51

Holders
137
Holders Change
+12
Holders Change %
+9.6%
% of All Funds
3.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
46
Reduced
51
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AL
AJO LP
Pennsylvania
+$6.11M
2
Franklin Resources
Franklin Resources
California
+$4.49M
3
JP Morgan Chase
JP Morgan Chase
New York
+$4.08M
4
Morgan Stanley
Morgan Stanley
New York
+$3.17M
5
Two Sigma Investments
Two Sigma Investments
New York
+$2.45M

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$23.5M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$4.54M
3
Macquarie Group
Macquarie Group
Australia
-$2.51M
4
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$2.22M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$1.88M
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
126
Ladenburg Thalmann Financial Services
Florida
$19K – – –
DIA
127
Denver Investment Advisors
Colorado
$17.6K -$968K -31,456 -5%
TRCT
128
Tower Research Capital (TRC)
New York
$14K -$2.92K -95 -18%
Fifth Third Bancorp
129
Fifth Third Bancorp
Ohio
$12K – – –
BNP Paribas Financial Markets
130
BNP Paribas Financial Markets
France
$11.3K -$217K -7,067 -95%
RA
131
Rational Advisors
New York
$10K -$616 -20 -6%
Northwestern Mutual Wealth Management
132
Northwestern Mutual Wealth Management
Wisconsin
$5K – – –
MFS
133
MSI Financial Services
Massachusetts
$3K -$3.23K -105 -50%
DSC
134
Duncker Streett & Co
Missouri
$3K – – –
ASN
135
Advisory Services Network
Georgia
$3K +$2.65K +86 New
RWML
136
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$717 +$523 +17 New
Manulife (Manufacturers Life Insurance)
137
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$668 +$28.1K +912 +5%
ProShare Advisors
138
ProShare Advisors
Maryland
– -$505K -18,057 Closed
HHC
139
Hutchin Hill Capital
New York
– -$422K -15,100 Closed
Jacobs Levy Equity Management
140
Jacobs Levy Equity Management
New Jersey
– -$347K -12,400 Closed
Acadian Asset Management
141
Acadian Asset Management
Massachusetts
– -$302K -10,800 Closed
CPS
142
Counsel Portfolio Services
Ontario, Canada
– -$302 -10,800 Closed
T. Rowe Price Associates
143
T. Rowe Price Associates
Maryland
– -$250K -8,950 Closed
FQ
144
First Quadrant
California
– -$151K -5,400 Closed
SG Americas Securities
145
SG Americas Securities
New York
– -$131K -4,688 Closed
CFA
146
Carroll Financial Associates
North Carolina
– -$77K -2,763 Closed
2 3 4 5
6

CATO Hedge Fund Activity: Q4 2013 in Review

137 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Cato Corp (CATO) for Q4 2013, worth a combined $764M — up 11% from $688M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CATO positions and 9 closed out — a net gain of 12 holders — while 46 added to existing stakes and 51 trimmed.

The largest buyer was AJO LP, opening a new position worth an estimated $6.11M. The largest seller was Royce & Associates, cutting an estimated $23.5M.

  • 137 institutional investors held Cato Corp (CATO) as of Q4 2013, up from 125 in Q3 2013.
  • Funds reported $764M of Cato Corp stock for Q4 2013, up 11% quarter-over-quarter.
  • 21 funds opened new Cato Corp positions in Q4 2013 and 9 closed out, a net change of +12 holders.
  • The largest Cato Corp buyer in Q4 2013 was AJO LP, an estimated $6.11M added.
  • The largest Cato Corp seller in Q4 2013 was Royce & Associates, an estimated $23.5M sold.

Based on aggregated 13F filings for Q4 2013.