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Carrier Global
CARR

Name Holding Trade Value Shares
Change 		Change in
Stake
EN1L
1301
Engine No 1 LLC
California
– -$322K -5,929 Closed
FQ
1302
First Quadrant
California
– -$317K -5,841 Closed
WANY
1303
Wealthspire Advisors (New York)
New York
– -$310K -5,707 Closed
GCM
1304
Graham Capital Management
Connecticut
– -$309K -5,700 Closed
MPM
1305
MBB Public Markets
Illinois
– -$307K -5,663 Closed
KOMWMG
1306
Kerntke Otto McGlone Wealth Management Group
Wisconsin
– -$300K -5,531 Closed
EWM
1307
Empirical Wealth Management
Washington
– -$298K -5,489 Closed
OWM
1308
OneAscent Wealth Management
Alabama
– -$286K -5,276 Closed
HC
1309
Henshaw Capital
Massachusetts
– -$282K -5,194 Closed
WP
1310
WMS Partners
Maryland
– -$282K -5,191 Closed
MFG
1311
Menard Financial Group
Texas
– -$278K -5,117 Closed
PAG
1312
Private Advisory Group
Washington
– -$274K -5,057 Closed
HT
1313
HighTower Trust
Texas
– -$271K -4,990 Closed
DAS
1314
Dynamic Advisor Solutions
Arizona
– -$269K -4,964 Closed
ZIM
1315
Zacks Investment Management
Illinois
– -$262K -4,835 Closed
TC
1316
Telemus Capital
Michigan
– -$258K -4,748 Closed
BA
1317
Bridgewater Advisors
New York
– -$256K -4,713 Closed
CG
1318
Cutler Group
California
– -$217K -4,605 Closed
BBI
1319
Baxter Bros Inc
Connecticut
– -$247K -4,558 Closed
LCS
1320
Levin Capital Strategies
New York
– -$243K -4,472 Closed
TAM
1321
Todd Asset Management
Kentucky
– -$237K -4,377 Closed
WPP
1322
Whalerock Point Partners
Rhode Island
– -$236K -4,358 Closed
FIM
1323
Fernwood Investment Management
Massachusetts
– -$236K -4,352 Closed
HFM
1324
Harvest Fund Management
China
– -$233K -4,342 Closed
RB
1325
Rodgers Brothers
Pennsylvania
– -$234K -4,321 Closed
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