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Carrier Global
CARR

Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
1251
Anomaly Capital Management
New York
– -$20.3M -481,250 Closed
AIM
1252
Artemis Investment Management
United Kingdom
– -$14.4M -342,117 Closed
ESCM
1253
Echo Street Capital Management
New York
– -$12.3M -290,468 Closed
UOC
1254
UBS O'Connor
Illinois
– -$11.2M -265,455 Closed
DKCM
1255
Davidson Kempner Capital Management
New York
– -$6.84M -161,921 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
1256
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$6.5M -153,854 Closed
JG
1257
Jefferies Group
New York
– -$4.21M -99,650 Closed
SEC
1258
Seven Eight Capital
New York
– -$3.46M -91,700 Closed
BGIM
1259
Brandywine Global Investment Management
Pennsylvania
– -$3.74M -88,490 Closed
TCM
1260
Teza Capital Management
Illinois
– -$2.49M -58,927 Closed
CC
1261
Cipher Capital
New York
– -$2.43M -57,478 Closed
OQS
1262
Occudo Quantitative Strategies
Florida
– -$2.31M -54,629 Closed
PAA
1263
Peregrine Asset Advisers
Oregon
– -$2.03M -48,044 Closed
EF
1264
Empowered Funds
Pennsylvania
– -$1.71M -45,260 Closed
AA
1265
AQR Arbitrage
Connecticut
– -$1.86M -44,051 Closed
ECM
1266
ExodusPoint Capital Management
New York
– -$1.47M -34,800 Closed
Verition Fund Management
1267
Verition Fund Management
Connecticut
– -$1.34M -29,966 Closed
PCM
1268
Prelude Capital Management
New York
– -$1.25M -29,592 Closed
TI
1269
Trexquant Investment
Connecticut
– -$1.22M -28,800 Closed
IWA
1270
Intercontinental Wealth Advisors
Texas
– -$1.13M -26,635 Closed
MWNA
1271
Marshall Wace North America
New York
– -$993K -23,506 Closed
AC
1272
Apogem Capital
New York
– -$767K -21,000 Closed
DTL
1273
Dynamic Technology Lab
Singapore
– -$870K -20,602 Closed
WMSA
1274
Weiss Multi-Strategy Advisers
New York
– -$849K -20,114 Closed
NICM
1275
Neo Ivy Capital Management
New York
– -$768K -18,199 Closed
49 50
51
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