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Carrier Global
CARR

Name Holding Trade Value Shares
Change 		Change in
Stake
FP
1076
Fiduciary Planning
Florida
$1K +$509 +18 New
TWP
1077
TFO Wealth Partners
Ohio
$1K +$707 +25 New
CCM
1078
Chiron Capital Management
Florida
$1K +$849 +30 New
PWM
1079
Provident Wealth Management
Tennessee
$1K +$962 +34 New
WIM
1080
Westside Investment Management
California
$24 – – –
SAM
1081
Southeastern Asset Management
Tennessee
– -$197M -8,876,727 Closed
ECP
1082
Empyrean Capital Partners
California
– -$29.7M -1,336,769 Closed
WA
1083
Whitebox Advisors
Minnesota
– -$6.83M -307,602 Closed
SSA
1084
Schonfeld Strategic Advisors
New York
– -$6.6M -297,107 Closed
BIM
1085
Bogle Investment Management
Massachusetts
– -$2.57M -115,703 Closed
FWIA
1086
Fort Washington Investment Advisors
Ohio
– -$2.53M -113,948 Closed
SC
1087
Sessa Capital
New York
– -$2.45M -110,198 Closed
IAM
1088
Impala Asset Management
Florida
– -$2.28M -102,429 Closed
WCMNY
1089
Westchester Capital Management (New York)
New York
– -$2.23M -100,623 Closed
LOAMU
1090
Lombard Odier Asset Management (USA)
New York
– -$2.04M -92,000 Closed
AL
1091
Arnhold LLC
New York
– -$1.99M -89,404 Closed
LBC
1092
Lowe Brockenbrough & Co
Virginia
– -$1.57M -70,529 Closed
QOP
1093
Quinn Opportunity Partners
Virginia
– -$1.27M -57,000 Closed
RCYC
1094
Richard C. Young & Co
Rhode Island
– -$877K -39,490 Closed
CAM
1095
Cubic Asset Management
Massachusetts
– -$821K -36,937 Closed
BCB
1096
Brian C. Broderick
– -$798K -35,943 Closed
MWNA
1097
Marshall Wace North America
New York
– -$753K -33,905 Closed
BCM
1098
Bluefin Capital Management
New York
– -$946K -33,440 Closed
VF
1099
Virtu Financial
New York
– -$736K -33,123 Closed
AF
1100
Ally Financial
Michigan
– -$667K -30,000 Closed
42 43
44
45 46