|
401
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$254K
|
-1,017
|
Closed
|
|
|
402
|
NJ State Employees Deferred Compensation Plan
Trenton,
New Jersey
|
–
|
-$250K
|
-1,000
|
Closed
|
|
|
403
|
Two Sigma Advisers
New York
|
–
|
-$250K
|
-1,000
|
Closed
|
|
|
404
|
CIBC Asset Management
Toronto,
Ontario, Canada
|
–
|
-$221K
|
-884
|
Closed
|
|
|
405
|
GAM Holding
Zurich,
Switzerland
|
–
|
-$220K
|
-882
|
Closed
|
|
|
406
|
Integrated Advisors Network
Dallas,
Texas
|
–
|
-$215K
|
-859
|
Closed
|
|
|
407
|
Premier Asset Management
Chicago,
Illinois
|
–
|
-$213K
|
-852
|
Closed
|
|
|
408
|
Stevens Capital Management
Radnor,
Pennsylvania
|
–
|
-$209K
|
-838
|
Closed
|
|
|
409
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$204K
|
-816
|
Closed
|
|
|
410
|
Financial Counselors Inc
Overland Park,
Kansas
|
–
|
-$202K
|
-809
|
Closed
|
|
|
411
|
Chevy Chase Trust
Bethesda,
Maryland
|
–
|
-$101K
|
-405
|
Closed
|
|
|
412
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
–
|
-$44K
|
-177
|
Closed
|
|
|
413
|
Lazard Asset Management
New York
|
–
|
-$28K
|
-115
|
Closed
|
|
|
414
|
Barnett & Company
Chattanooga,
Tennessee
|
–
|
-$20K
|
-79
|
Closed
|
|
|
415
|
Kore Private Wealth
New York
|
–
|
-$14K
|
-57
|
Closed
|
|
|
416
|
Covington Capital Management
Los Angeles,
California
|
–
|
-$6K
|
-25
|
Closed
|
|
|
417
|
Credential Qtrade Securities
Vancouver,
|
–
|
-$5.5K
|
-22
|
Closed
|
|
|
418
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$5K
|
-21
|
Closed
|
|
|
419
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
–
|
-$1.99K
|
-8
|
-89%
|
|
|
420
|
Asset Dedication LLC
San Francisco,
California
|
–
|
-$1K
|
-5
|
Closed
|
|
|
421
|
Tarbox Family Office
Newport Beach,
California
|
–
|
-$1K
|
-5
|
Closed
|
|
|
422
|
Arkadios Wealth Advisors
Atlanta,
Georgia
|
–
|
-$1.11K
|
-4
|
Closed
|
|
|
423
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
–
|
+$249
|
+1
|
New
|
|
|
424
|
Berman Capital Advisors
Atlanta,
Georgia
|
–
|
+$746
|
+3
|
New
|
|
