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Broadwind

Name Holding Trade Value Shares
Change
Change in
Stake
DI
26
Dalton Investments
Nevada
$30K
JP Morgan Chase
27
JP Morgan Chase
New York
$25K -$13.7K -5,019 -35%
Zurich Cantonal Bank
28
Zurich Cantonal Bank
Switzerland
$24K +$16.6K +6,100 +228%
Simplex Trading
29
Simplex Trading
Illinois
$22K +$21.6K +7,933 +2,247%
PAM
30
Panagora Asset Management
Massachusetts
$15K -$12.2K -4,460 -45%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$14K
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$11K
UBS Group
33
UBS Group
Switzerland
$8K +$1.06K +388 +16%
PCM
34
Prelude Capital Management
New York
$7K +$7.34K +2,693 New
Morgan Stanley
35
Morgan Stanley
New York
$6K -$583 -214 -8%
EWM
36
Edge Wealth Management
New York
$1K
RBC
37
Roble Belko & Company
Pennsylvania
$1K
PCM
38
Poehling Capital Management
Wisconsin
$1K +$1.01K +370 New
GWM
39
Geneos Wealth Management
Colorado
$1K +$1.04K +380 New
Citigroup
40
Citigroup
New York
$1K +$1.36K +500 New
GI
41
GS Investments
Minnesota
$60
NI
42
Numeric Investors
Massachusetts
-$2.65M -818,074 Closed
Credit Agricole
43
Credit Agricole
France
-$407K -125,684 Closed
NPC
44
National Planning Corporation
California
-$329K -101,600 Closed
EIM
45
Essex Investment Management
Massachusetts
-$286K -88,125 Closed
Russell Investments Group
46
Russell Investments Group
United Kingdom
-$138K -42,529 Closed
Deutsche Bank
47
Deutsche Bank
Germany
-$106K -38,800 -100%
ARTA
48
A.R.T. Advisors
New York
-$60K -18,668 Closed
Barclays
49
Barclays
United Kingdom
-$20.8K -7,626 -99%
TRCT
50
Tower Research Capital (TRC)
New York
-$16K -4,984 Closed