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Broadwind

48 hedge funds and large institutions have $65.5M invested in Broadwind in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

257% more call options, than puts

Call options by funds: $553K | Put options by funds: $155K

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

31% more capital invested

Capital invested by funds: $49.9M → $65.5M (+$15.6M)

0% more funds holding

Funds holding: 4848 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

39% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 18

Holders
48
Holders Change
Holders Change %
0%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
9
Increased
11
Reduced
18
Closed
9
Calls
$553K
Puts
$155K
Net Calls
+$398K
Net Calls Change
+$231K
Name Holding Trade Value Shares
Change
Change in
Stake
EMG
26
Ellington Management Group
Connecticut
$187K -$142K -18,300 -48%
N
27
Natixis
France
$184K +$7.91K +1,017 +6%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$166K +$136K +17,555 New
TAM
29
Telluride Asset Management
Minnesota
$127K +$104K +13,406 New
BGIM
30
Brandywine Global Investment Management
Pennsylvania
$116K -$31.9K -4,100 -25%
Jane Street
31
Jane Street
New York
$104K -$26.7K -3,440 -24%
PG
32
PEAK6 Group
Illinois
$97K +$79.7K +10,251 New
Dimensional Fund Advisors
33
Dimensional Fund Advisors
Texas
$75K -$2.59K -333 -4%
Barclays
34
Barclays
United Kingdom
$61K +$49.7K +6,396 +1,697%
U
35
UBS
Switzerland
$51K -$5.57K -717 -12%
Morgan Stanley
36
Morgan Stanley
New York
$44K +$36.9K +4,743 New
BA
37
BlackRock Advisors
Delaware
$26K
Citigroup
38
Citigroup
New York
$19K -$40.6K -5,227 -72%
Citadel Advisors
39
Citadel Advisors
Florida
$4K -$24.6K -3,168 -89%
Ameriprise
40
Ameriprise
Minnesota
$2K
GC
41
Globeflex Capital
California
$2K
Creative Planning
42
Creative Planning
Kansas
$1K -$233 -30 -21%
AllianceBernstein
43
AllianceBernstein
Tennessee
$1K
EWM
44
Edge Wealth Management
New York
$1K
PFO
45
Pathstone Family Office
New Jersey
$1K
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$1K
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5 -$1.34K -172 -26%
SIM
48
SSI Investment Management
California
-$438K -55,850 Closed
Deutsche Bank
49
Deutsche Bank
Germany
-$397K -51,123 -100%
LPL Financial
50
LPL Financial
California
-$306K -31,358 Closed

BWEN Hedge Fund Activity: Q4 2013 in Review

48 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Broadwind (BWEN) for Q4 2013, worth a combined $65.5M — up 31% from $49.9M a quarter earlier.

Fund positioning in BWEN was balanced in Q4 2013: 9 funds opened new positions, 9 closed out, 11 added to existing stakes and 18 trimmed.

The largest buyer was Numeric Investors, adding an estimated $2.21M. The largest seller was Austin W. Marxe & David M. Greenhouse, cutting an estimated $1.84M.

  • 48 institutional investors held Broadwind (BWEN) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $65.5M of Broadwind stock for Q4 2013, up 31% quarter-over-quarter.
  • 9 funds opened new Broadwind positions in Q4 2013 and 9 closed out, a net change of 0 holders.
  • The largest Broadwind buyer in Q4 2013 was Numeric Investors, an estimated $2.21M added.
  • The largest Broadwind seller in Q4 2013 was Austin W. Marxe & David M. Greenhouse, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2013.