|
401
|
|
–
|
-$215K
|
-6,533
|
Closed
|
|
|
402
|
Sage Rhino Capital
Menlo Park,
California
|
–
|
-$209K
|
-6,351
|
Closed
|
|
|
403
|
Scientech Research LLC
Jersey City,
New Jersey
|
–
|
-$208K
|
-6,321
|
Closed
|
|
|
404
|
CIBC Bancorp USA
Chicago,
Illinois
|
–
|
-$206K
|
-6,244
|
Closed
|
|
|
405
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
-$200K
|
-6,076
|
Closed
|
|
|
406
|
MAI Capital Management
Independence,
Ohio
|
–
|
-$123K
|
-3,736
|
Closed
|
|
|
407
|
Concurrent Investment Advisors
Tampa,
Florida
|
–
|
-$123K
|
-3,718
|
Closed
|
|
|
408
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
–
|
-$65.9K
|
-2,000
|
Closed
|
|
|
409
|
International Assets Investment Management
Orlando,
Florida
|
–
|
-$65.7K
|
-2,000
|
Closed
|
|
|
410
|
LMR Partners
London,
United Kingdom
|
–
|
-$58.9K
|
-1,788
|
Closed
|
|
|
411
|
Meeder Asset Management
Dublin,
Ohio
|
–
|
-$38.8K
|
-1,178
|
Closed
|
|
|
412
|
National Bank of Canada
Montreal,
Quebec, Canada
|
–
|
-$32.4K
|
-985
|
Closed
|
|
|
413
|
Stone House Investment Management
Tunkhannock,
Pennsylvania
|
–
|
-$27K
|
-818
|
Closed
|
|
|
414
|
Root Financial Partners
Encinitas,
California
|
–
|
-$21.7K
|
-660
|
Closed
|
|
|
415
|
Golden State Equity Partners
South Coast Metro,
California
|
–
|
-$14.5K
|
-441
|
Closed
|
|
|
416
|
Twin Peaks Wealth Advisors
Burlingame,
California
|
–
|
-$12.4K
|
-375
|
Closed
|
|
|
417
|
Basecamp Wealth Advisors
Bellevue,
Washington
|
–
|
-$9.03K
|
-274
|
Closed
|
|
|
418
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$7.63K
|
-232
|
Closed
|
|
|
419
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$3.94K
|
-119
|
Closed
|
|
|
420
|
Summit Securities Group
New York
|
–
|
-$3.29K
|
-100
|
Closed
|
|
|
421
|
Intentional Wealth Strategies
Colorado Springs,
Colorado
|
–
|
-$1.09K
|
-33
|
Closed
|
|
|
422
|
Annis Gardner Whiting Capital Advisors
Tampa,
Florida
|
–
|
-$627
|
-19
|
Closed
|
|
|
423
|
Vermillion Wealth Management
Rosemount,
Minnesota
|
–
|
-$362
|
-11
|
Closed
|
|
|
424
|
Curio Wealth
Annapolis,
Maryland
|
–
|
-$231
|
-7
|
Closed
|
|
|
425
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$165
|
-5
|
Closed
|
|
