|
126
|
Parallel Advisors
San Francisco,
California
|
$4K
|
–
|
–
|
–
|
|
|
127
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
$2K
|
–
|
–
|
–
|
|
|
128
|
Legacy Financial Advisors
Covington,
Kentucky
|
$2K
|
–
|
–
|
–
|
|
|
129
|
Oakworth Capital
Birmingham,
Alabama
|
$2K
|
–
|
–
|
–
|
|
|
130
|
Tradewinds Capital Management
Bellingham,
Washington
|
$2K
|
–
|
–
|
–
|
|
|
131
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
$2K
|
–
|
–
|
–
|
|
|
132
|
Portfolio Strategies
Monsey,
New York
|
$1K
|
+$1.42K
|
+600
|
New
|
|
|
133
|
Prudential plc
London, England,
United Kingdom
|
–
|
-$101M
|
-39,051,586
|
Closed
|
|
|
134
|
|
–
|
-$1.28M
|
-497,308
|
Closed
|
|
|
135
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
–
|
-$484K
|
-186,281
|
Closed
|
|
|
136
|
Manatuck Hill Partners
Westport,
Connecticut
|
–
|
-$259K
|
-100,000
|
Closed
|
|
|
137
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
–
|
-$130K
|
-50,403
|
Closed
|
|
|
138
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$124K
|
-47,841
|
Closed
|
|
|
139
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
–
|
-$111K
|
-42,674
|
Closed
|
|
|
140
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$56K
|
-21,551
|
Closed
|
|
|
141
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$43.4K
|
-18,301
|
Closed
|
|
|
142
|
Jump Trading
Chicago,
Illinois
|
–
|
-$36K
|
-14,000
|
Closed
|
|
|
143
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$12K
|
-4,552
|
Closed
|
|
|
144
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$2K
|
-900
|
Closed
|
|
|
145
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$1.54K
|
-651
|
-65%
|
|
