|
1201
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$206K
|
-866
|
Closed
|
|
|
1202
|
Hutchens & Kramer Investment Management Group
Carmel,
Indiana
|
–
|
-$206K
|
-865
|
Closed
|
|
|
1203
|
Keystone Financial Services (Colorado)
Loveland,
Colorado
|
–
|
-$206K
|
-863
|
Closed
|
|
|
1204
|
Souders Financial Advisors
Cincinnati,
Ohio
|
–
|
-$204K
|
-856
|
Closed
|
|
|
1205
|
Essex Savings Bank
Essex,
Connecticut
|
–
|
-$204K
|
-855
|
Closed
|
|
|
1206
|
|
–
|
-$137K
|
-574
|
Closed
|
|
|
1207
|
Catalyst Capital Advisors
Huntington,
New York
|
–
|
-$103K
|
-434
|
Closed
|
|
|
1208
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$89K
|
-374
|
Closed
|
|
|
1209
|
Blume Capital Management
Berkeley,
California
|
–
|
-$54.5K
|
-229
|
Closed
|
|
|
1210
|
Salem Investment Counselors
Winston Salem,
North Carolina
|
–
|
-$53.8K
|
-225
|
Closed
|
|
|
1211
|
Alpine Bank Wealth Management
Grand Junction,
Colorado
|
–
|
-$52.2K
|
-219
|
Closed
|
|
|
1212
|
Stuart Chaussee & Associates
Palos Verdes Estates,
California
|
–
|
-$38.8K
|
-163
|
Closed
|
|
|
1213
|
Evergreen Private Wealth
Greenwood Village,
Colorado
|
–
|
-$33.6K
|
-141
|
Closed
|
|
|
1214
|
First United Bank & Trust
Oakland,
Maryland
|
–
|
-$14.3K
|
-60
|
Closed
|
|
|
1215
|
Rise Advisors
Rochester,
New York
|
–
|
-$12.9K
|
-54
|
Closed
|
|
|
1216
|
Creative Financial Designs
Kokomo,
Indiana
|
–
|
-$8.57K
|
-36
|
Closed
|
|
|
1217
|
JPL Wealth Management
Highlands Ranch,
Colorado
|
–
|
-$8.34K
|
-35
|
Closed
|
|
|
1218
|
Arlington Trust
Birmingham,
Alabama
|
–
|
-$7.14K
|
-30
|
Closed
|
|
|
1219
|
TruNorth Capital Management
Kalamazoo,
Michigan
|
–
|
-$5.95K
|
-25
|
Closed
|
|
|
1220
|
Cloud Capital Management
Seattle,
Washington
|
–
|
-$5K
|
-22
|
Closed
|
|
|
1221
|
Foster Dykema Cabot & Partners
Waltham,
Massachusetts
|
–
|
-$5.26K
|
-22
|
Closed
|
|
|
1222
|
Proffitt & Goodson
Knoxville,
Tennessee
|
–
|
-$4.05K
|
-17
|
Closed
|
|
|
1223
|
Tortoise Investment Management
White Plains,
New York
|
–
|
-$3.33K
|
-14
|
Closed
|
|
|
1224
|
Pacifica Partners
Surrey,
Canada
|
–
|
-$2.58K
|
-11
|
Closed
|
|
|
1225
|
Avalon Trust
Santa Fe,
New Mexico
|
–
|
-$477
|
-2
|
Closed
|
|
