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Broadridge

Name Holding Trade Value Shares
Change
Change in
Stake
NPFS
976
Novak & Powell Financial Services
Florida
-$235K -1,142 Closed
KWM
977
Kingsview Wealth Management
Oregon
-$223K -1,082 Closed
WANY
978
Wealthspire Advisors (New York)
New York
-$221K -1,072 Closed
GVAG
979
Great Valley Advisor Group
Delaware
-$219K -1,063 Closed
CP
980
Covenant Partners
Tennessee
-$211K -1,027 Closed
PGFC
981
Peapack-Gladstone Financial Corp
New Jersey
-$211K -1,020 Closed
WA
982
Wealthstream Advisors
New York
-$206K -1,003 Closed
CCP
983
Clarkston Capital Partners
Michigan
-$206K -1,000 Closed
TCOTS
984
Trust Company of the South
North Carolina
-$201K -975 Closed
AHB
985
Abner Herrman & Brock
New Jersey
-$200K -974 Closed
Walleye Trading
986
Walleye Trading
New York
-$160K -795 Closed
CLOS
987
Compagnie Lombard Odier SCmA
Switzerland
-$72K -350 Closed
GWS
988
Glassman Wealth Services
Virginia
-$68.3K -332 Closed
TSW
989
Thompson Siegel & Walmsley
Virginia
-$51K -249 Closed
DWA
990
Dougherty Wealth Advisers
Minnesota
-$41.4K -201 Closed
AFS
991
Annapolis Financial Services
Maryland
-$41.1K -200 Closed
ETC
992
Exchange Traded Concepts
Oklahoma
-$39.1K -190 Closed
BWM
993
BKM Wealth Management
Wisconsin
-$37.4K -182 Closed
TCWA
994
Turtle Creek Wealth Advisors
Texas
-$21.4K -104 Closed
JWM
995
Janiczek Wealth Management
Colorado
-$11.7K -57 Closed
NMG
996
New Millennium Group
Utah
-$10.5K -51 Closed
GBT
997
Grove Bank & Trust
Florida
-$10.3K -50 Closed
EC
998
EdgeRock Capital
Colorado
-$7.87K -39 Closed
PWA
999
Provenance Wealth Advisors
Florida
-$2.88K -14 Closed
AT
1000
Arlington Trust
Alabama
-$1.03K -5 Closed