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Broadridge

Name Holding Trade Value Shares
Change
Change in
Stake
DBT
401
Dubuque Bank & Trust
Iowa
$4K
MA
402
MCF Advisors
Kentucky
$4K
QAM
403
QCI Asset Management
New York
$4K
FIB
404
First Interstate Bank
Montana
$4K +$3.98K +74 New
AssetMark Inc
405
AssetMark Inc
California
$4K +$4.35K +81 New
PFBT
406
Parkside Financial Bank & Trust
Missouri
$3K +$2.85K +53 New
Nuveen
407
Nuveen
North Carolina
$2.99K -$940K -17,500 -24%
FWM
408
Focused Wealth Management
New York
$2K
WA
409
WFG Advisors
Texas
$2K
GI
410
Gradient Investments
Minnesota
$2K +$1.83K +34 New
FCCM
411
First City Capital Management
Georgia
$1.38K
WTB
412
Washington Trust Bank
Washington
$1K
OSNBOA
413
Old Second National Bank of Aurora
Illinois
$1K +$645 +12 New
RWM
414
Raffa Wealth Management
District of Columbia
$609
FNBOO
415
First National Bank of Omaha
Nebraska
$531 -$150K -2,800 -23%
PP
416
Prudential plc
United Kingdom
-$22.1M -441,039 Closed
WPL
417
WINDACRE PARTNERSHIP LLC
Texas
-$13.5M -270,200 Closed
SGAM
418
Smith Group Asset Management
Texas
-$8.13M -162,490 Closed
ACH
419
ArrowMark Colorado Holdings
Colorado
-$5.46M -109,074 Closed
SG Americas Securities
420
SG Americas Securities
New York
-$4.71M -94,100 Closed
GCP
421
GSA Capital Partners
United Kingdom
-$3.83M -76,684 Closed
Jane Street
422
Jane Street
New York
-$2.74M -54,876 Closed
IG
423
ING Group
Netherlands
-$2.67M -53,440 Closed
WBC
424
Westpac Banking Corp
Australia
-$2.56M -51,100 Closed
NI
425
Numeric Investors
Massachusetts
-$1.44M -28,800 Closed