|
301
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$323K
|
-12,915
|
Closed
|
|
|
302
|
ING Group
Amsterdam,
Netherlands
|
–
|
-$300K
|
-12,000
|
Closed
|
|
|
303
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$279K
|
-11,160
|
Closed
|
|
|
304
|
GW & Wade
Wellesley,
Massachusetts
|
–
|
-$258K
|
-10,309
|
Closed
|
|
|
305
|
IHT Wealth Management
Chicago,
Illinois
|
–
|
-$243K
|
-9,730
|
Closed
|
|
|
306
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$250K
|
-9,665
|
Closed
|
|
|
307
|
Dorsey & Whitney Trust
Sioux Falls,
South Dakota
|
–
|
-$241K
|
-9,627
|
Closed
|
|
|
308
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$233K
|
-9,490
|
Closed
|
|
|
309
|
Essex Investment Management
Boston,
Massachusetts
|
–
|
-$223K
|
-8,935
|
Closed
|
|
|
310
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
–
|
-$219K
|
-8,750
|
Closed
|
|
|
311
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$201K
|
-8,050
|
Closed
|
|
|
312
|
CIBC Private Wealth Group
Atlanta,
Georgia
|
–
|
-$200K
|
-8,000
|
Closed
|
|
|
313
|
Clear Perspective Advisors
Aurora,
Illinois
|
–
|
-$170K
|
-6,800
|
Closed
|
|
|
314
|
Tower Research Capital (TRC)
New York
|
–
|
-$63K
|
-2,525
|
Closed
|
|
|
315
|
Piedmont Investment Advisors
Durham,
North Carolina
|
–
|
-$55K
|
-2,210
|
Closed
|
|
|
316
|
Partner Investment Management
San Francisco,
California
|
–
|
-$48K
|
-1,915
|
Closed
|
|
|
317
|
Thompson Davis & Co
Richmond,
Virginia
|
–
|
-$44K
|
-1,750
|
Closed
|
|
|
318
|
Point72 Hong Kong
Hong Kong
|
–
|
-$41K
|
-1,651
|
Closed
|
|
|
319
|
Summit Trail Advisors
New York
|
–
|
-$36K
|
-1,424
|
Closed
|
|
|
320
|
RWA Wealth Partners
Newton,
Massachusetts
|
–
|
-$25K
|
-1,000
|
Closed
|
|
|
321
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$21K
|
-855
|
Closed
|
|
|
322
|
Apriem Advisors
Irvine,
California
|
–
|
-$12K
|
-500
|
Closed
|
|
|
323
|
Acadian Asset Management
Boston,
Massachusetts
|
–
|
-$8K
|
-332
|
Closed
|
|
|
324
|
Centaurus Financial
Anaheim,
California
|
–
|
-$8K
|
-325
|
Closed
|
|
|
325
|
Prelude Capital Management
New York
|
–
|
-$8K
|
-306
|
Closed
|
|
